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sd-10-EFTA01452243Dept. of JusticeOther

EFTA Document EFTA01452243

SOF III - 1081 Southern Financial LLC VIII. Entity Owned or Controlled by an Employee of Deutsche Bank. 771E INVESTOR IS NOT AN ENTITY OWNED OR CONTROLLED BY AN EMPLOYEE OF DEUTSCHE BANK. PLEASE DO NOT INITIAL MIE S/A MMENT BELOW. IF 771E INVESTOR IS AN ENTITY OWNED OR CONTROLLED BY AN EMPLOYEE OF DEUTSCHE BANK, PLEASE INITIAL INDICATING THAT THE INVESTOR HAS READ AND UNDERSTOOD THE STATEMENT BELOW. Ile Investor understands and acknowledges that, if it is determined by the General Partne

Date
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Source
Dept. of Justice
Reference
sd-10-EFTA01452243
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SOF III - 1081 Southern Financial LLC VIII. Entity Owned or Controlled by an Employee of Deutsche Bank. 771E INVESTOR IS NOT AN ENTITY OWNED OR CONTROLLED BY AN EMPLOYEE OF DEUTSCHE BANK. PLEASE DO NOT INITIAL MIE S/A MMENT BELOW. IF 771E INVESTOR IS AN ENTITY OWNED OR CONTROLLED BY AN EMPLOYEE OF DEUTSCHE BANK, PLEASE INITIAL INDICATING THAT THE INVESTOR HAS READ AND UNDERSTOOD THE STATEMENT BELOW. Ile Investor understands and acknowledges that, if it is determined by the General Partne

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EFTA Disclosure
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SOF III - 1081 Southern Financial LLC VIII. Entity Owned or Controlled by an Employee of Deutsche Bank. 771E INVESTOR IS NOT AN ENTITY OWNED OR CONTROLLED BY AN EMPLOYEE OF DEUTSCHE BANK. PLEASE DO NOT INITIAL MIE S/A MMENT BELOW. IF 771E INVESTOR IS AN ENTITY OWNED OR CONTROLLED BY AN EMPLOYEE OF DEUTSCHE BANK, PLEASE INITIAL INDICATING THAT THE INVESTOR HAS READ AND UNDERSTOOD THE STATEMENT BELOW. Ile Investor understands and acknowledges that, if it is determined by the General Partner or the Investment Manager, in its sole discretion, that its investment in the Onshore Feeder Fund would violate the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, any rules or regulations promulgated thereunder, or any other applicable law or regulation, the Investor shall be required to sell or otherwise transfer its Interest and none of the Onshore Feeder Fund, the General Partner, the Administrator, the Investment Manager or any of their affiliates shall be liable for any losses the Investor may incur. The Investor acknowledges that it is an employee of Deutsche Bank Securities Inc. or Deutsche Bank Trust Company Americas and has solicited Interests in the Onshore Feeder Fund. Investor Questionnaire - II Confidential CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0109160 CONFIDENTIAL SDNY_GM_00255344 EFTA01452243

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