EFTA Document EFTA01452286

SOF III - 1081 Southern Financial LLC DB SOF and DB SOF D As of September 30, 2013 Fund Project Name Sourcing Seller type Deal Type Invested' (US$m) Initial closing Gross multiple? Portfolio Detail DB SOF #1 - Leonardo Proprietary Financial Institution Fund interests 2053 01 07 2 lx US / Europe — diversified DB SOF #2 - Sprint Syndication Public to private Co-investment 36.0 03 07 2.5x Europe - large buyout DB SOF #3 - Constellation Syndication Alternative Funds Portfolio of directs 16.6 03 07 0.8x US! Eur - healthcare mature VC DB SOF #4 - Crown Syndication Financial Institution Buy-in - portfolio of directs 19.3 04 07 1.4x Europe - special situations DB SOF #5 - Freedom Syndication Pension Spin-out - portfolio of directs 15.0 Q208 0.9x US - mid-market buyout DB SOF #6 - Pigeon Limited Process Alternative Funds Fund interest 22.8 04 08 1.5x US - mid-market buyout DB SOF #7 - Hoover P Proprietary HNW/Family Office Fund of funds interests 0.4 04 08 1.7x US / Asia - diversified DB SOF #8 - Hoover II' Proprietary Financial Institution Single fund interest 0.1 01 09 8.9x US - mezzanine DB SOF #9 - Amadeus I Limited Process Alternative Funds Fund interests 16.1 01 09 2.3x Europe - large buyout DB SOF #10 - Hoover III' Limited Process Alternative Funds Fund interest 2.7 02 09 0.9x Europe - mid-market buyout DB SOF #11 - Amadeus II Limited Process Alternative Funds Fund interest 5.4 02 09 3.1x Europe - large buyout DB SOF #12 - Hoover IV' Limited Process Alternative Funds Fund interest a5 Q209 2.0x Europe - mid-market buyout DB SOF #13 - Hoover V' Limited Process Financial Institution Fund interest 3.4 04 09 1.7x US - mezzanine DB SOF #14 - Bach Proprietary Alternative Funds Portfolio of directs 27.0 04 09 1.4x Europe - tech venture DB SOF #15 - Hoover VP Limited Process Alternative Funds Fund interests 4.8 01 10 1.9x US! Europe - mid-market buyout DB SOF #16- Hoover VIP Proprietary HNW/Family office Fund interests 2.9 02 10 13x US - mid-market buyout DB SOF #17 - Bach Coinvest Proprietary Corporation Co-investment 13.4 02 10 aex Europe - mid-market buyout DB SOF #18 - Hoover VIII" Proprietary HNW/Family office Fund of funds interests 0.5 03 10 2.5x US - mid-market buyout DB SOF #19 - DaVinci Proprietary Financial Institution Fund interests 110.5 03 10 2.7x US! Europe - diversified DB SOF #20- Imperial Proprietary Financial Institution Fund interests 51.1 04 10 1.9x US! Europe — mezzanine DB SOF #21 - Hoover IX' Proprietary HNW/Family office Fund of funds interests 08 04 10 2.4x US! Europe - diversified DB SOF total USS557.6 2.1x DB SOF D #19 - DaVinci Proprietary Financial Institution Fund interests 163.9 03 10 2.6x US! Europe - diversified DB SOF plus DB SOF D total USS721.5 2.2x Executed transactions (1) 'Inv wleS :Wined as mon of the panne:, prim and reireining unfunded obspation at the limn of closinp tent of orixostod caosiny for pendinq *talc. (2) The perforeconui figures have bon calcutit.xl based on unaudlled fair 'rallies a. or September 30. 2013 and should be wad and nolgraied in convection with the "Wiped:ail Intormailion* and "Imoottant Performance Informatuai ,lidos. Gross rebnist tau gum of fort'-{ orpontaiti and wined inumisl. ;Mach are not chart/td at the arcoument !oval so r(tro:manse is not usisuciesI to ha roprosuntotrve of inytiament minim' to arrest:A; Investors sheiala commit with !noir mon rrevisers as to the appropriate balm to be cormideren in evaluating the; information. Past performance is not a prediction of future performance. m (3) Hoover traaclourei magnolia the inuesterents made by INS SOF via a special purpoto vehkao l PV) altractinp additional loos arid expenses. The actual paftartramar for the SPV may be lover al:nate performance of ity.011.4.4.tal illy.sstAtotalcisadr oi_lb.u.wil4iiicxr-g to cLenmtrynst.lt Asaf.vo.obs Nat tiNtOx st:stcpcomtsv..aoci..S•m!cc.sts.g..XL.:91/ • 1M Deutsche Asset Wealth ItMinagemehl 35 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 109209 SDNY_GM_00255393 EFTA01452286