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EFTA Document EFTA01452480EFTA Document EFTA01452482
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sd-10-EFTA01452481Dept. of JusticeOther

EFTA Document EFTA01452481

cl• Last Price 48.98 - T High on 01/10/14 56.18 • Average 48.3477 Low on 08/21/13 41.32 Rik Jul Aug Sep Oct Nov Dec Jan 2013 2014 SW US Equity (Bristol-flyers Squibb Co) Daily 073A2013.075E52014 Copyrights 2024 Bloomberg Finance t P 0T-ceti-201' 09 25:59 ft• Volume 245 4 20M 10.97 M Speak with you soon, Tazia Tazia Smith Director I Key Client Partners - US Deutsche Bank Securities Inc Deutsche Asset 8 Wealth Management 345 Park Avenue, 26th Floor New York, NY 10154

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Dept. of Justice
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sd-10-EFTA01452481
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cl• Last Price 48.98 - T High on 01/10/14 56.18 • Average 48.3477 Low on 08/21/13 41.32 Rik Jul Aug Sep Oct Nov Dec Jan 2013 2014 SW US Equity (Bristol-flyers Squibb Co) Daily 073A2013.075E52014 Copyrights 2024 Bloomberg Finance t P 0T-ceti-201' 09 25:59 ft• Volume 245 4 20M 10.97 M Speak with you soon, Tazia Tazia Smith Director I Key Client Partners - US Deutsche Bank Securities Inc Deutsche Asset 8 Wealth Management 345 Park Avenue, 26th Floor New York, NY 10154

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EFTA Disclosure
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cl• Last Price 48.98 - T High on 01/10/14 56.18 • Average 48.3477 Low on 08/21/13 41.32 Rik Jul Aug Sep Oct Nov Dec Jan 2013 2014 SW US Equity (Bristol-flyers Squibb Co) Daily 073A2013.075E52014 Copyrights 2024 Bloomberg Finance t P 0T-ceti-201' 09 25:59 ft• Volume 245 4 20M 10.97 M Speak with you soon, Tazia Tazia Smith Director I Key Client Partners - US Deutsche Bank Securities Inc Deutsche Asset 8 Wealth Management 345 Park Avenue, 26th Floor New York, NY 10154 Tel. Fax PARstio-wfv- This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 109524 CONFIDENTIAL SDNY_GM_00255708 EFTA01452481

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bj ec t: classification: confidential Jeffrey - As discussed, today you executed the following: underlying: Jun14 WTI Bloomberg code: cLm4 <comdty> RMS Counterparty code: SOFL SOFL buys $101 call SOFL sells 593.5 put Premium: Zero Notional: 100,000 bbls on each leg Both legs knock out if on any day CLM4 fixes below S20/bbl. Initial Margin = 13% Tazia Smith Director Key Client Partners - US Deutsche Bank Securities, Inc. Deutsche Asset & wealth Management 345 Park Avenue - 26th

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Subject: Fw: 110/86, 105/90.25 [C] From: Paul Morris Date: Fri, 14 Mar 2014 15:38:27 -0400 To: Classification: Confidential he decided not to trade today Paul Morris Managing Director Deutsche Bank Private Bank Forwarded by Paul Morris/db/dbcom on 03/14/2014 03:38 PM From: Tazia Smith/db/dbcom To: jeevacation@gmail.com, Cc: Paul Morris, Vinit Sahni/db/dbcom@DBEMEA, Nav Gupta/db/dbcom@DBEMEA, Vahe Stepanian/db/dbcom@DBAmericas Date: 03/14/2014 01:28 PM Subject: Re: 110/86, 105/90

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