EFTA Document EFTA01452493

Dsubchs Bark AO SOUTHERN FINANCIAL, LW 11 Feb 2014 Pap 2 Of 2 FS,Sallana Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date NotAmt 1 Not.Ccy 1 Not.Amt 2 Not.Ccy 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 366364436! SOJTHERN FX OPTION 21-Nov.2013 20Nov.2014 25-Nov.2014 (1.00D 030 CV, USD 101.000000 FY SHORT EUROPEAN CALL 1010000 :41 e -(1 25! 710423459 FINANCIAL. LLC 366364438/' SOUTHER! FX OPTION 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000.00) USD 0 JPY LONG EUICPEAN a0000 1395719 710423461 FINANCIAL, LLC 366364438/ SOUTHERN FX OPTION 21-Nov-2013 20-Nov-2014 25-Nov-2014 111 cA.X.I CO) USD 0 JPY LONG EUROPEAN 0.0000 12,14424 710423463 FINANCIAL. LLC 366364438/ SOUTHER! FX OPTION 21-Nov-2013 20-Nov.2014 25-Nov.2014 (21.03(1 06) USD 0 JPY LONG ELRCPEAN 0.0000 10497 07 710423465 FINANCIAL. LLC 3778178W SOUTHERN FX OPTION 17-Jan-2014 17-Apr-2014 21-Apr-2014 (10.01 X000) USD 11.003,00D.00 CAD SHORT EUROPEAN CALL 1,100D 1.'4.4 272 "..k5) 737154817 FINANCIAL, LLC 377817895/ SOUTHERN FX OPTION 17-Jan-2014 17-44%2014 21-Apr-2014 (10.COD CC000) USD 11.300.00D 00 CAD SHORT EUROPEAN CALL 1.1300 31,604 75 737154818 FINANCIAL, LLC 381388504/ SOUTHERN FX OPTION 31-Jan-2014 01.May-2014 07.May-2014 (10,000.000 CO) USD 1025000.000 JPY SHORT EURCPEAN CALL 102 5003 (1U.; 93! .51) 745230011 FINANCIAL. LLC Subtotal: (2* 786 86! latat Statement ID : 182298_20140211 20140212 1 (289:788.86) The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0109556 CONFIDENTIAL SDNY_GM_00255740 EFTA01452493