EFTA Document EFTA01453122

e an raup SOUTHERN FINANCIAL, LLC Request As of 12 Mar 14 12 Mar 2014 Page 2 Of 2 Deubashe Bard( AO SOUTHERN FINANCIAL, LLC FX • Optima Settlement Not. Coy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotArnt 1 1 Not.Amt 2 2 Long) Short Option Style Put/ Call Strike Price MTM(LISO) SOUTHERN FxEurcepl 21-Nov-2013 20-Nov-2014 25-Nov-2014 (LOCO COD Cri: USD 101.030.000 JPY SHORT EUROPEAN CALL 1010000 1,..- r,..1).- ":4! FINANCIAL. LLC SOUTHERN FINANCIAL. LLC FXOneBaeDneT ouchCpl 21-Not-2013 20-No4-2014 25-No4-2014 (21.0002) USD 0 JPY LONG EUROPEAN 0.0003 12.70265 SOUTHERN FINANCIAL. LLC FXOnegarOneT ouchOpt 21-Nor-2013 20-Nov-2014 25-Nov-2014 (21ff COI USD 0 JPY LONG EUROPEAN 0.0000 10.821 90 SOUTHERN FINANCIAL. LLC FXOnegarOneT ouchOpt 21-Nov-2013 20-Nov-2014 2544444-2014 (21.000 WI USD 0 FY LONG EURCPEAN 0.0000 9.14296 SOUTHERN FkuroOpl 17-Jan-2014 17-A4x-2014 21-A4x-2014 (10.CCO.0O3 CO] USD 11.000.000 00 CAD SHORT El-FICPEAN CALL 1.1000 r. 62 273 92! FINANCIAL. LLC SOUTHERN FXOneBarEuro 17-Jan-2014 17-Apr-2014 21-Apr-2014 (10.000.000 OD) USD 11,300,00000 CAD SHORT ELRCPEAN CALL 1,1300 14.93235 FINANCIAL, LLC Cpl SOUTHERN FkuroOpt 31-Jan-2014 01-May-2014 07-May-2014 i10.0:0.020.0.1; USD 1.025.000,000 -FY SHORT ELROPEAN CALL 1025003 II:C:45 all FINANCIAL, LLC SOUTHERN F)EurcOpI C5-ktir-2014 17-14x-2014 21-Apr-2014 10000000 00 USD i11.000,040 a./.) CAD LONG EUROPEAN CALL 1.1000 162.27392 FINANCIAL, LLC SOUTHERN FkOneBarEuro C6-Mer-2014 17-Apr-2014 21-Apr-2014 (10,0 0001 USD 11800,003 00 CAD SHORT EUROPEAN CALL 1.1300 : : 4 3235j FINANCIAL. LLC °PI Subbtal: (1497E ru laid: (142,974.71) Statement ID : The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0110565 PROT1 PROT0