EFTA Document EFTA01453158
Is any owner now, or has any owner ever been, a senior corporate officer or director, or does any owner own 10% or more of any publicly traded company's stock? O Yes O No If Yes, provide name of company, publicly traded symbol and affiliation date: Will anyone else be entering orders: CI Yes CI No If YES, please list name(s) (additional paperwork will be required). 7 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL 12-FWM-0355 011224.091212 DB-SDNY-0110612 SDNY_GM_0025679
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Is any owner now, or has any owner ever been, a senior corporate officer or director, or does any owner own 10% or more of any publicly traded company's stock? O Yes O No If Yes, provide name of company, publicly traded symbol and affiliation date: Will anyone else be entering orders: CI Yes CI No If YES, please list name(s) (additional paperwork will be required). 7 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL 12-FWM-0355 011224.091212 DB-SDNY-0110612 SDNY_GM_0025679
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