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sd-10-EFTA01453166Dept. of JusticeOther

EFTA Document EFTA01453166

deleted by Amanda Kirby/db/dbcom] ISDA Requirements In order for us to progress with providing an ISDA for the client, please ensure that all the information requested in the attached document is provided. we do not recommend sending this document to the client, as the client information form will provide much of it. As such, please provide the rest of the information. [attachment "ISDA Preliminary Requirements - Collection Sheet.docx" deleted by Amanda Kirby/db/dbcom] Capital Markets D

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Dept. of Justice
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sd-10-EFTA01453166
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deleted by Amanda Kirby/db/dbcom] ISDA Requirements In order for us to progress with providing an ISDA for the client, please ensure that all the information requested in the attached document is provided. we do not recommend sending this document to the client, as the client information form will provide much of it. As such, please provide the rest of the information. [attachment "ISDA Preliminary Requirements - Collection Sheet.docx" deleted by Amanda Kirby/db/dbcom] Capital Markets D

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
deleted by Amanda Kirby/db/dbcom] ISDA Requirements In order for us to progress with providing an ISDA for the client, please ensure that all the information requested in the attached document is provided. we do not recommend sending this document to the client, as the client information form will provide much of it. As such, please provide the rest of the information. [attachment "ISDA Preliminary Requirements - Collection Sheet.docx" deleted by Amanda Kirby/db/dbcom] Capital Markets Documents Completion Instructions: -Account Agreement - Please complete highlighted areas on pgs. 1, 6, 7, 14, and 15 -Electronic Consent Form - Please complete highlighted areas and sign/date bottom of form -Corporate Information Sheet - Please complete ALL highlighted areas -FX Agency Direction Letter - Please sign/date bottom of form -options Agreement - Please complete highlighted areas, sign/date pg.2 and initial pg. 3 -Structured Products Approval - Please complete highlighted areas and sign/date pg. 3 -After Hours - Please sign the last page of the document -Email waiver Letter - Please Sign the Client Section [attachment "Account Agreement.pdf" deleted by Amanda Kirby/db/dbcom] [attachment "corporate Information Form.pdf" deleted by Amanda Kirby/db/dbcom] [attachment "FX Agency Direction Letter.pdf" deleted by Amanda Kirby/db/dbcom] [attachment "Options Account Agreement.pdf" deleted by Amanda Kirby/db/dbcom] [attachment "Structured Products New Agreement and Approval Form.pdf" deleted by Amanda Kirby/db/dbcom] [attachment "After Hours Authorization Letter.pdf" deleted by Amanda Kirby/db/dbcom] [attachment "Email_waiver_Letter.pdf" deleted by Amanda Kirby/db/dbcom] Kind Regards, Jay Lipman (Embedded image moved to file: pic17724.gif) Jay Lipman Analyst I Key Client Partners DB Securities Inc Deutsche Asset & wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA MI= From: Tazia Smith/db/dbcom TO: Jay Lipman/db/ Date: 02/03/2014 10:01 PM Subject: Re: New Capital Markets Flow Client - Onboarding Package [I] Classification: For internal use only Let's revisit our checklist? Get Joerg and all back involved? CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 110630 CONFIDENTIAL SDNY_GM_00256814 EFTA01453166

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