EFTA Document EFTA01453189
DEUTSCHE BANK AG PRIVATE WEALTH MANAGEMENT DIVISION DODD-FRANK PROTOCOL FOR US SWAP COUNTERPARTIES AMENDMENT NO. 1 6,1”3?..! CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 110673 CONFIDENTIAL SDNY_GM_00256857 EFTA01453189
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DEUTSCHE BANK AG PRIVATE WEALTH MANAGEMENT DIVISION DODD-FRANK PROTOCOL FOR US SWAP COUNTERPARTIES AMENDMENT NO. 1 6,1”3?..! CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 110673 CONFIDENTIAL SDNY_GM_00256857 EFTA01453189
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Deutsche Asset & wealth Management 345 Park Avenue 10154-0004 New York, NY, USA Tel. E-Mai : From: Amanda Kirby/db/dbcom To: Ian Hearn/db/dbcom@DBAMERICAS, cc: DeAwM-wM DerivativeDocs/db/dbcomODBAMERIcAs, Paul Morris/db/dbcom@DBAMERICAs, vahe stepanian/db/dbcom@DBAmericas Date: 10/30/2014 09:00 AM Subject: Fw: Dodd Frank Initial Margin Segregation Rule Nov 3rd Deadline - step 1 [C] Classification: confidential Ian, Please see attached Best, Amanda Kirby (Embedded image moved
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AGP LP 519 Alpha Group Capital Paul Barrett EXECUTION Deutsche Asset & Wealth Management L,_ 60 Wall Street New York, New York 10005 September 23, 2013 Alkeon Capital Management, LLC 350 Madison Avenue, 9th Floor New York, New York 10017 Ladies and Gentlemen: On July 10, 2013, the Securities and Exchange Commission adopted certain amendments (the "Amendments") to Rule 506 of Regulation D under the Securities Act of 1933. The Amendments, which implement Section 926 of the Dodd-Frank
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