EFTA Document EFTA01453452

26IW 2014 Pap 2 Of 2 Dadochs Bark AO SOUTHERN FINANCIAL, LLC MAO= Trade ID Counterparty Trade Type Settlement Not.Ccy Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 Not.Ccy 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC FxEurcepl FXOneBatOneT otchOpt FXOnef3arOneT ouchOpt FXOneflanOneT ouchOpt FxEuroOpl RXDralOpt 21-Noo-2013 20.11ov.2014 25-Nov-2014 (1.00000D CV, USD 21-Non2013 20-14m4014 2541mi-2014 (21.000.00) USD 21-N0/.2013 20-Nov2014 25-Nov-2014 (21,M000) USD 21-Nov-2013 20-Nov.2014 254104014 (21.000 WI USD 31-Jan-2014 01.May-2014 07-May-2014 (10.O0.003 OD) USD 13-Mar-2014 14-Apr-2014 15-*-2014 (1,00D.00O 00) USD 101.000.000 0 0 0 1.025.000.000 JPY JPY JPY FY PT SHORT LONG LONG LONG SHORT SHORT EUROPEAN EUROPEAN EUROPEAN ELPCPEAN ELIRCPEAN ELRCPEAN CALL CALL CALL 1010000 0.0003 0.0009 0.0000 102 5000 375960 ;vi;-Co 9)! 13,114 70 11,116 80 9,34355 ;89 2t%' 38) ;416#+95) Subtotal. , 173 9:6 21: Commoddes -Dedvadves Trade ID Counterparty Trade Type Long! Trade Date Maturity Date Settlement Date Short Option Style Puti Call Ref. Entity Not.Ccy Not.Amt 1 1 Strike Price MTM(USD) SOUTHERN FINANCIAL. LLC Commodity Derivalive 13-Mar-2014 15.May-2014 22.May-2014 LONG EUROPEAN WTI 100.00000 USD 0 0000 i 1 -2.50D 22) Subtotal: J Statement ID : 19.141 (246,312.46) The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0111045 SDNY_GM_00257229 EFTA01453452