EFTA Document EFTA01453667

e an raup SOUTHERN FINANCIAL, LLC Rowena As of 04 Apr 14 08A pr 2014 Pape 2 Ma Ds/Ache Bark AO SOUTHERN FINANCIAL, LLC RC0SIone - Settlement Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Ccy Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) SOUTHERN ExEuroCitil 21-Nov-2013 20410%42014 25-Nov-2014 (I ,OCID 000 001 USD FINANCIAL. LLC SOUTHERN FXOneBanDneT 21-Not-2013 20-Nov-2014 25-Nov.2014 (21.00000) USD FINANCIAL. LLC ouchOpl SOUTHERN FXOneEarOneT 21-Nor-2013 20Nov.2014 25-Nov-2014 (21,OXl CC) USD FINANCIAL. LLC ouchOpt SOUTHERN FXOnef3anOneT 21-Nov-2013 20-Nov.2014 254404014 (21.000 WI USD FINANCIAL. LLC ouchOpl SOUTHERN FxEuroOpl 31-Jan-2014 01.May-2014 07-May-2014 (10CCO.0O3 WI USD FINANCIAL. LLC SOUTHERN FXDigislOpt 13-Mar-2014 14-Apr-2014 15-Apr-2014 (1 0000:000) USD FINANCIAL. LLC 101.000.000 0 0 0 1.025000.000 JPY JPY JPY FY SY SHORT LONG LONG LONG SHORT SHORT EUROPEAN EUICPEAN EUROPEAN ELPCPEAN EIPICPEAN ELRCPEAN CALL CALL CALL 1010000 0.0003 0,0000 0.0000 102 5000 375960 :12 C-Lo tiiiiii 10.497 82 8,748 13 7,23726 ,146 378 31i (2 SEE /3) Subtotal. (165.419 23: Coraraodtles -Derlvadves Long/ Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Ccy Not.Amt 1 1 Strike Price MTM(USD) SOUTHERN FINANCIAL. Commodity 13-Mari2014 15May-2014 224vlay-20I4 LONG LLC Demote° EUROPEAN WTI 103.0W 03 USD 0 OCOO 1131.21.i2 740) Subtotal. ;it 7 .1 Commoddee • Base Metal Dedraents Long/ Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Shod Option Style Put/ Call Ref. Entity NoLAmt 1 NoLOcy 1 Quantity Unit Price Per Unit Strike Price MTM(USD) SOUTHERN CcemodIjOptEu 03-Apr-2014 OS-Dec-20I4 05-Dec-20I4 SHORT EUROPEAN FINANCIAL, LLC ro Basenklai Statement ID : CALL XCU (3 mcco a)) USD (:vi 00)MT25 0 7.000 0032 I 5 944 70 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0111419 SDNY_GM_00257603 EFTA01453667