EFTA Document EFTA01453778

From: Tazia Smith Sent: 4/16/2014 8:35:40 PM To: Valuations NY CC: Amanda Kirby Gedeon Pinedo • aul Morris [ h Vahe Stepanian Nay Gupta Subject: Re: Valuation Statement for SOUTHERN FINANCIAL LLC as at 15 Apr 2014 - Request 182298 11) Attachments: 182298_20140415_20140416_1.0f; 182298_20140415_20140416_1.csv classification: For internal use only valuations Team - The expiry date on the copper call is 12/3, settlement is 12/5, per the trade confirm. shouldn't the maturity date be the same as the expiry date on this OTC trade report? Please reconcile. Tazia From: valuations System/db/dbcom@0BAPAC To: Amanda Ki rby/db/dbcom@0BAMERICAS, Gedeon n/db/dbcom@0BAmERICAs, Paul morris/db/dbcom@0BAMERICAS 04/15/2014 09:22 PM Tazia Smith/db/dbcom@0BAMERICAS, vahe Stepanian/db Date: Subject: Valuation Statement for SOUTHERN FINANCIAL, LLC as at 15 Apr 2014 - Request 182298 Dear sir/madam, Please find attached the valuation as of the value date specified in the attached statement. For queries please contact the number provided on the statement. Kind regards, Deutsche Bank Group Customer valuations Group This is an automated email account. Please do not reply to this email as the account is not monitored. valuations are sent to you subject to our valuation Disclosure statement. we also direct you to the following additional disclosures: In reference to the provision of valuations for daily marks: http://cbs.db.com/new/docs/Dail Y—Mlark_Methodologies_and_Assumptions_Disclosure_March_28_2013_(2).pdf In reference to the provision of portfolio data and dispute resolution under EMIR: http://cbs.db.com/new/docs/valuation_Statement_-_EmIR_Language_1309.pdf CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 111595 CONFIDENTIAL SDNY_GM_00257779 EFTA01453778