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sd-10-EFTA01453783Dept. of JusticeOther

EFTA Document EFTA01453783

From: Tazia Smith Sent: 4/16/2014 8:43:55 PM To: Paul Morris Subject: Fw: II) Attachments: pic25960.gif; 182298_20140415_20140416_1.pdf; 182298_20140415_20140416_1.csv Classification: For internal use only Forwarded by Tazia Smith on 04/16/2014 08:43 PM From: Tazia Smitl To: Nav Gupta Cc: Vinit Sathe Date: 04/16/2014 08:38 PM Subject: [I) Classification: For internal use only Nay - Jeffrey's USDJPY 102.50 call expires 5/1. what are your thoughts on rolling while there is

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sd-10-EFTA01453783
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From: Tazia Smith Sent: 4/16/2014 8:43:55 PM To: Paul Morris Subject: Fw: II) Attachments: pic25960.gif; 182298_20140415_20140416_1.pdf; 182298_20140415_20140416_1.csv Classification: For internal use only Forwarded by Tazia Smith on 04/16/2014 08:43 PM From: Tazia Smitl To: Nav Gupta Cc: Vinit Sathe Date: 04/16/2014 08:38 PM Subject: [I) Classification: For internal use only Nay - Jeffrey's USDJPY 102.50 call expires 5/1. what are your thoughts on rolling while there is

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Tazia Smith Sent: 4/16/2014 8:43:55 PM To: Paul Morris Subject: Fw: II) Attachments: pic25960.gif; 182298_20140415_20140416_1.pdf; 182298_20140415_20140416_1.csv Classification: For internal use only Forwarded by Tazia Smith on 04/16/2014 08:43 PM From: Tazia Smitl To: Nav Gupta Cc: Vinit Sathe Date: 04/16/2014 08:38 PM Subject: [I) Classification: For internal use only Nay - Jeffrey's USDJPY 102.50 call expires 5/1. what are your thoughts on rolling while there is still a small bit of time value to preserve? (Embedded image moved to file: pic25960.gif) Forwarded by Tazia Smith on 04/16/2014 08:32 PM From: valuations System To: Amanda Kirby Gedeon Pin , Joseph Cothron Pau Morris Tazia Smit vahe Stepani Date: 04/15/2014 09:22 PM Subject: valuation Statement for SOUTHERN FINANCIAL, LLC as at 15 Apr 2014 - Request 182298 Dear Sir/Madam, Please find attached the valuation as of the value date specified in the attached statement. For queries please contact the number provided on the statement. Kind regards, Deutsche Bank Group Customer valuations Group CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0111601 CONFIDENTIAL SDNY_GM_00257785 EFTA01453783

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Subject: Fw: (I) From: Tazia Smith < Date: Wed, 16 Apr 2014 20:43:55 -0400 To: Paul Morris < Classification: For internal use only FYI... Forwarded by Tazia Smith/ on 04/16/2014 08:43 PM From: Tazia Smith/ To: Nav Gupta/ Cc: Vinit Sathe/ Date: 04/16/2014 08:38 PM Subject: (I) Classification: For internal use only Nay - Jeffrey's USDJPY 102.50 call expires 5/1. What are your thoughts on rolling while there is still a small bit of time value to preserve? (Embedded image moved

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Subject: Fw: Trade Report 1/17/14 [C] From: Amanda Kirby < IIIM> Date: Thu, 23 Jan 2014 13:17:54 -0500 To: Paul Morris ‹ > Classification: Confidential Kind regards, Amanda Kirby (Embedded image moved to file: pic04337.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue 10154-0004 New York, NY, USA Tel. Fax Email (Embedded image moved to file: pic03794.gif) Securities offered through Deutsche Bank Securities Inc.

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Subject: Copper EOD 5/13/14... From: Tazia Smith Date: Tue, 13 Ma 2014 15:25:05 -0400 To: Cc: Paul Morris < Vahe Stepanian < Rich - End of the day (EOD) on the copper call - December copper was down, 6808 on LPZ4 vs. 6836 yesterday. mid on Dec 7000 call is $237/mt vs. $251.72/mt yesterday Thus Jeffrey's option mid is $296,250 mid, vs. $314,650 mid yesterday Using same vol spread (0.6%) and vega (20.27) the EOD indicative bid $281,250 vs. $299,448 this morning. Tazia From: dbcom T

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Subject: Fw: Copper - positive momentum from China cap mkts reform From: Tazia Smith <M > Date: Mon, 12 Ma 2014 17:01:03 -0400 To: Cc: Vahe Stepanian < Paul Morris < Rich- Copper faded only slightly - mid on Dec 7000 call is $251. morning. Thus Jeffrey's option mid is Using same vol spread (0.6%) this morning. TDS 6875 vs. 6883 spot ref this morning (LPZ4 6836) 72 at the end of the day, vs. $252/mt this $314,650 mid, vs. $315,000 mid this morning. the EOD indicative bid $299,448

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21 ticv 2014 Par 1 Of 2 Deutsche Bank AG Fat Sales Inquiries Contact Tazia Smith (Tel) •1(212)454-2889 (Email) tazia.srnith©db.com For questions relating to this statement contact Valuations NY (Tel) 1-212-250-2600 (Email) valuations.ny@db.com SOUTHERN FINANCIAL, LLC To: Jabwcpa Gmail (Email) JABWCPA@GMAIL.COM.Richard Kahn12 (Email) rictiardkahnl2egmaitcom.Gedeon Pinedo (Email) gedeon.pnedoedb.com.Vahe Stepanian (Email) vahe stepanianfkdb com.Joseph Cothron (Email) joseph.cothron@d. b.

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r e an raup': SOUTHERN FINANCIAL, LL. Request 182298 As of 26 Nov 14 Deutsche Bank AG For Sales Inquiries Contact Tazia Smith (re' (Email) For questions relating to this statement contact Valuations NY (Tel) (Firm) SOUTHERN FINANCIAL, LLC To: Jabwcpa Gmail (Email) Richard Kahn12 (Email) Tazia Smith (Email) Amanda Kirby (Email) Gedeon Pinedo (Email) Vahe Stepanian (Email) .Paul Morris (Email) Daniel Sabba (Email) Joseph Cothron (Email) 26 Nov 2014 Page 1 Of 2 Fx Rates US

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