EFTA Document EFTA01453844

21 Apt 2014 Pegs 2 Of 3 Deutsche Bank AG SOUTHERN FINANCIAL, LLC FX . Options Settlement Not Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date Not.Amt 1 1 Not Ccy Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) SOUTHERN ExEurcepl 21- Nov-2013 20.Nov.2014 25-Nov-2014 (1.0C° OCO 0): tiSI, FINANCIAL. LLC SOUTHERN FXOneBasDneT 21-Nds2013 20-Nov-2014 25-Nov-2014 (21.000.00) USD FINANCIAL. LLC oithOpt SOUTHERN FXOneBarOneT 21-Nov-2013 20.Nov.2014 25-Nov-2014 (21,M000) USD FINANCIAL. LLC ouchOpt SOUTHERN EXOnegarOneT 21-Nov-2013 20-Nov-2014 25.No.s2014 (21.000 001 USD FINANCIAL. LLC ouchOpt SOUTHERN ExEuroOpl 31-Jan-2014 01-May-2014 07-May-2014 (10.CCO.0030:) USE/ FINANCIAL. LLC 101.030.000 JPY 0 JPY 0 JPY 0 FY 1.025000.000 FY SHORT LONG LONG LONG SHORT EUROPEAN EUROPEAN EUROPEAN ELPCPEAN EURCPEAN CALL CALL 101 1X100 0.0000 0.000D 0.0000 1025000 : Ki C.3.5 ?.:'.1 12.090 76 9,98437 8,16620 (46.611:0 Subtotal: (49.905 `,:ts: — — — — — — — — — — — — — — — — — = — — — — Ei Long/ Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not Amt 1 Not Ccy 1 Quantity Unit Price Per Unit Strike Price MTM(USD) SOUTHERN Commochly0p/Eu 03-Apr-2014 05-Dec-20I4 05-Dec-2014 SHORT EURCPEAN CALL FINANCIAL, LLC ro BaseMetal XCU i 8 7® CO, ,i3i USD /EOM/425 0 7,000000D (M.32.1 07) Subtotal: ii80, .4:1:4 Li: , Otltsrs Trade ID DealGrouplD Counterparty Trade Type Trade Date Eff. Date Maturity Date Not.Amt 1 Not.Ccy 1 Not.Amt 2 Not.Ccy 2 DBPays DBReceives MTM(USD) SOUTHERN FixedCashfletifee 17.Aor.2014 17.Apr.2014 24-Apr-2014 FINANCIAL. LLC ;3'2 CO 30) USD (3'I 1.x/2 t.X:i Statement ID Subtotal: 1311 971.30 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0111678 SDNY_GM_00257862 EFTA01453844