EFTA Document EFTA01453862

As of 4/18/14 Live Description Trade Date Expiration Notional Cost Basis MTM* MTM* P/L USDJPY Triple One-Touch 101 Call 11/21/2013 11/20/2014 1,000,000 USD '$ - $ 3,294 $ 3,294 USDJPY 102.5 Call 1/31/2014 5/1/2014 10,000,000 USD $190,000 $ 46,612 $ (143,388) Dec14 Copper 7000 Call 4/7/2014 12/3/2014 1,250 metric tons $ 331,250 $ 286,323 $ (44,927) $ 521,250 $ 336,229 $ (185,021) * Not a bid/offer. Mid Mark-to-Market as reported on client s DB Valuation Statement. Closed Description Initial Trade Date Unwind Trade Date Cost Basis Unwind Value P/L USDCAD RKI Call Spread 1/17/2014 3/5/2014 $109,995 $ 115,000 $ 5,005 USDRUB 37.595 Binary 3/13/2014 4/14/2014 1,000,000 USD $ 257,000 $ - $ (257,000) Jun14 WTI 101/93.50 Risk Reversal 3/13/2014 5/15/2014 100,000 bbls $ - $ 312,000 $ 312,000 $ 60,005 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 111703 SDNY_GM_00257887 EFTA01453862