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sd-10-EFTA01454068Dept. of JusticeOther

EFTA Document EFTA01454068

From: Kevin Quinn, To: Jay Lipman/ Cc: Tazia Smith Date: 01/24/2014 01:31 PM subject: New capital Markets Flow client - onboarding Package [I] classification: For internal use only Jay, we will be setting up a new client to trade capital markets in KCP. Would be good to have a full set-up kit ready for these types of clients. Can you prepare a list of requirements? cash, options, futures, CB&S, autobahn etc. will review with you afterwards and then we can aggregate all paperwork a

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From: Kevin Quinn, To: Jay Lipman/ Cc: Tazia Smith Date: 01/24/2014 01:31 PM subject: New capital Markets Flow client - onboarding Package [I] classification: For internal use only Jay, we will be setting up a new client to trade capital markets in KCP. Would be good to have a full set-up kit ready for these types of clients. Can you prepare a list of requirements? cash, options, futures, CB&S, autobahn etc. will review with you afterwards and then we can aggregate all paperwork a

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From: Kevin Quinn, To: Jay Lipman/ Cc: Tazia Smith Date: 01/24/2014 01:31 PM subject: New capital Markets Flow client - onboarding Package [I] classification: For internal use only Jay, we will be setting up a new client to trade capital markets in KCP. Would be good to have a full set-up kit ready for these types of clients. Can you prepare a list of requirements? cash, options, futures, CB&S, autobahn etc. will review with you afterwards and then we can aggregate all paperwork and basic KYC requirements. Believe you have all this from Epstein. Please at least provide the list today. Let me know if you have any questions. Kevin (Embedded image moved to file: pic01448.gif) Kevin Quinn Associate I Key Client Partners - US DB Securities Inc Deutsche Asset & wealth Management 345 Park Avenue, 26th Floor New York. NY. USA 10154 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 111985 CONFIDENTIAL SDNY_GM_00258169 EFTA01454068

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