EFTA Document EFTA01454096

Doubts Bank AG e an raup SOUTHERN FINANCIAL, LLC Request 182298 f, - As of 01 May 14 SOUTHERN FINANCIAL, LLC PX • Options Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date NotAmt 1 Not Ccy 1 NotArnt 2 Not Ccy 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) 366364436/ SOUTHERN ExEural 21-Nov2013 2040%42014 2541ov..2014 (1.000.000.00) USD 101.030.000 FY SHORT EUROPEAN CALL 1010000 (30,176591 710423459 FINA14CIAL.LLC 366364435) SOUTHERN FXOneBanDneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.0002) USD 0 JPY LONG EUROPEAN 0.0003 11,681 89 710423461 FINANCIAL. LLC ouchCpl 366364436( SOUTHERN FXOnef3arOneT 21-Nor.2013 2011ov2014 25-Nov-2014 (21,0x10.00) USD 0 JPY LONG EUROPEAN 0.0080 9,42588 710423463 FINANCIAL. LLC ouchOpt 366364436/ SOUTHERN EXOnegananeT 21-Nov-2013 20-Nov-2014 26Nov2014 (21.000 MI USD 0 JPY LONG EUROPEAN 0.0000 7,52176 710423465 FINANCIAL. LLC ouchOpt Subtotal (1.547 00: assada[anaint Long/ Not.Ccy Price Per Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 1 Quantity Unit Unit Strike Price MTM(USD) 395494367/ SOUTFERTI CommoclhOpEu 03-Apr-2014 C8FDLic-20I4 OS-Dec-2014 SHORT EUROPEAN CALL XCU 778126395 FINANCIAL. LLC ro 8aseMetal telW.COD )Dl USD (ck 001MT25 0 7.000 0000 t211.467M Subtotal: (211 ,457 66) Statement ID : 182298_20140501_20140502_1 (213,014.72) The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0112028 SDNY_GM_00258212 EFTA01454096