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sd-10-EFTA01454732Dept. of JusticeOther

EFTA Document EFTA01454732

From: Amanda Kirby Sent: 7/9/2014 1:10:23 PM To: Vahe Stepanian CC: Paul Morris Subject: Attachments: I I Fw: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL LLC ( 1) for USD 170,000.00 111 pic00783.gif; pic03073.gif; Call_SOUTHERN FINANCIAL, LLC (IMM)_413614 20140709125835831.pdf; ExposureStatementReport_SOUTHERN FINANCIAL, LLC ( _413614_2614070912583S501.xls Classification: For internal use only vahe -- not sure why you aren't copied on these Best, Amanda Kirby

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Dept. of Justice
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sd-10-EFTA01454732
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From: Amanda Kirby Sent: 7/9/2014 1:10:23 PM To: Vahe Stepanian CC: Paul Morris Subject: Attachments: I I Fw: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL LLC ( 1) for USD 170,000.00 111 pic00783.gif; pic03073.gif; Call_SOUTHERN FINANCIAL, LLC (IMM)_413614 20140709125835831.pdf; ExposureStatementReport_SOUTHERN FINANCIAL, LLC ( _413614_2614070912583S501.xls Classification: For internal use only vahe -- not sure why you aren't copied on these Best, Amanda Kirby

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EFTA Disclosure
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From: Amanda Kirby Sent: 7/9/2014 1:10:23 PM To: Vahe Stepanian CC: Paul Morris Subject: Attachments: I I Fw: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL LLC ( 1) for USD 170,000.00 111 pic00783.gif; pic03073.gif; Call_SOUTHERN FINANCIAL, LLC (IMM)_413614 20140709125835831.pdf; ExposureStatementReport_SOUTHERN FINANCIAL, LLC ( _413614_2614070912583S501.xls Classification: For internal use only vahe -- not sure why you aren't copied on these Best, Amanda Kirby (Embedded image moved to file: pic00783.gif) Amanda Kirby Deutsche Bank Trust company Americas Deutsche Asset & Wealth management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax Emai (Embedded image moved to file: pic03073.gif) Securities offered throw h Deutsche Bank Securities Inc. Forwarded by on 07/09/2014 01:10 PM From: cmNY.marginOdb.com To: Date: 07/09/2014 01:01 PM Subject: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC for USD 170,000.00 Please find attached: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC ( ) for USD 170,000.00 This email has been sent by DEUTSCHE BANK AG (157). Please look at the following attachments 61125988 (See attached file: Call_SOUTHERN FINANCIAL, LLC ( )_413614_20140709125835831.pdf)(See attached file: Ex osureStatementReport_S0UTHERN FINANCIAL, LLC )_413614_20140709125835501.xls) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0113054 CONFIDENTIAL SDNY_GM_00259238 EFTA01454732

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Email addresses, URLs, phone numbers, and other technical indicators extracted from this document.

Domaincmny.marginodb.com
Phone9125835501
Phone9125835831
SWIFT/BICDEUTSCHE
SWIFT/BICSOUTHERN

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e an raup': SOUTHERN FINANCIAL, LL. Request 182298 As of 01 Oct j• 01 Oct 2014 Page 1 Of 2 Deutsche Bank AG For Sales Inquiries Contact Tazia Smith (Tel i (Email) For questions relating to this statement contact Valuations NY (Tel) (Erna, SOUTHERN FINANCIAL, LLC To: Jabwcpa Harrybeller Richard Kahn .Gedeon Rnedo (Email) Vahe Stepanian (Email) .Joseph Cothron (Email Tazia Smith (Email) Amanda Kirby (Email) Paul Morris (Email) Fx Rates USD/EUR = .7939973798 Note:-All Valu

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Deutsche Bank Group Valuation Statement Request 182298 03 Aug 2015 SOUTHERN FINANCIAL, LLC As of 31 Jul 15 Deutsche Bank AG For Sales Inquiries Daniel Sabba (Tel) (Email) For questions relat tement contact: Valuations NY (Tel) 1-212-250-2600 (Email) valuations.ny@db.com SOUTHERN FINANCIAL, LLC To: Jabwcpa Gmail (Email) ,Richard Kahn12 (Email) ,Hnw Clientservices (Email hnw.clientservices@db.com,Gedeon Pinedo (Email) ,Vahe Stepanian (Email) ,Mark Whyman (Email) amanda Kirby

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Classification: For internal use only hi, i see this is still going to Harry Beller, should he be on this? Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor New York, NY 10154 office: Cell: Forwarded by Paul morris/db/dbcom on 10/14/2014 09:40 AM From: valuations system/db/dbcora0DBAPAc TO: Amanda Kirby , Daniel Sabba/ Joseph cothron , Paul morris/ , Tazia Smit vahe Stepanian Date: 10/13/2014 06:28 PM Subject: Valuation Statement for SOU

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Deutsche Asset & wealth Management 345 Park Avenue 10154-0004 New York, NY, USA Tel. E-Mai : From: Amanda Kirby/db/dbcom To: Ian Hearn/db/dbcom@DBAMERICAS, cc: DeAwM-wM DerivativeDocs/db/dbcomODBAMERIcAs, Paul Morris/db/dbcom@DBAMERICAs, vahe stepanian/db/dbcom@DBAmericas Date: 10/30/2014 09:00 AM Subject: Fw: Dodd Frank Initial Margin Segregation Rule Nov 3rd Deadline - step 1 [C] Classification: confidential Ian, Please see attached Best, Amanda Kirby (Embedded image moved

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Subject: Re: Meeting with Jeffrey -- Change in Schedule! From: Lesley Groff Date: Thu, 03 Oct 2013 15:39:03 -0400 To: Amanda Kirby ‹ > Excellent!! Thx!' Sent from my iPhone On Oct 3, 2013, at 3:35 PM, Amanda Kirby wrote: Classification: Public Spoke with everyone. 11am on October 22 is confirmed! Best, Amanda Kirby <mime-attachment.gif> Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York, NY, USA, 10154-0004 Tel. Fax IMEIn Emai <mime

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