EFTA Document EFTA01454761

e an SOUTHERN FINAN Request 182298 r As of 18 Jul 14 16Jul2014 Pape 2 Of 2 Desists Bank AO SOUTHERN FINANCIAL, LLC a-0_ Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 366364436' SOUTHERN FxEuroCpl 21-No0-2013 20-Nov-2014 25-Nov-2014 (1.000 CO3 Cr.t, USD 101.030.000 JPY SHORT EUROPEAN CALL 1010000 :',)17,12:1 710423459 FINANCIAL. LLC 366364436/ SOUTHERN FXOneBanDneT 21-Nov-2013 20-Nor-2014 25-Nov-2014 (21.000.00) USD 0 JPY LONG EUROPEAN 0.0003 8.65746 710423461 FINANCIAL. LLC ouchOpt 366364436r SOUTHERN FXOneBarOneT 21-Nor-2013 20-Nov2014 25-Nov-2014 (21,M0 DOI USD 0 JPY LONG EUROPEAN 0.000D 5,83230 710423463 FINANCIAL. SC ouchOpt 366364436/ SOUTHERN FXOnef3anOneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 (21.000 00; USD 0 Fr LONG EtPCPEAN 0.0000 3,907 48 710423465 FINANCIAL. LC ouchOpt 407339131/ SOUTHERN FxEuroOpl 06-Jun-2014 08Sep-2014 10-Sep-2014 10.00000000 EUR (13,450.000 00) USD SHORT EIPICPEAN PUT 1 3450 :&58'7641 806424249 FNANCIAL.U.0 40733913V SOUTHERN ExEuroCpt 06-Jun-2014 08-Sep-2014 10-Sep-2014 10,000,0000D EUR 03.806000.00) LSD LONG ELRCPEAN CALL 1,380D 15.98079 806424264 FINANCIAL. LLC Subtotal: Oa 214 53: Total: 148,214.53) Statement ID : 182298_20140716_20140717_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 113098 PROT1 PROT0