EFTA Document EFTA01454769

e an SOUTHERN FINAN Request 182298 r As of 18 Jul 14 184/ 2014 Paps 2 Of 2 Desists Bank AO SOUTHERN FINANCIAL, LLC a-0_ Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 36636443S, SOUTHERN ExEuroCpl 21-Nov.2013 20-Nov2014 25-Nov-2014 (LOCO (MOT, USD 101,000000 PT SHORT EUROPEAN CALL 1010000 ;'(.62.2, .:-,:i 710423459 FINAt4CIAL. LLC 3663644M/ SOUTHERN FXOneBatOneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.OOO.00) USD 0 PT LONG EUROPEAN 0.000D 9.18556 710423461 FINANCIAL. LLC ouchOpt 366364436r SOUTHERN FXOnef3arOneT 21-Nov-2013 20.Nov.2014 25-Nov-2014 (21ff 00) USD 0 PT LONG EUROPEAN 0,000D 6,09067 710423463 FINANCIAL. LLC ouchOpt 366364436/ SOUTHERN EXOnef3aeOneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 121.000 061 USD 0 FY LONG EUROPEAN 0.0000 4,01459 710423465 FINANCIAL. U.0 ouchOpt 407339131/ SOUTHERN FiEuroOpl 06-Jun-2014 08Sep-2014 10-Sep-2014 10.00000000 EUR (13,450.000 00) USD SHORT EUROPEAN PUT 1.3450 ;71.02879) 806424249 FINANCIAL. LLC 407339131/ SOUTHERN ExEuroCpt 06.Jun-2014 08-Sep-2014 10-Sep-2014 10,000,000 OD EUR 03.800,000.00) LSD LONG EUROPEAN CALL 1.380D 10.66045 806424264 F ENANCIAL. LLC Subtotal: /55731321 ISM; (55,701.32) Statement ID : 182298_20140718_20140721_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 113108 PROT1 PROT0