EFTA Document EFTA01455044

PO By 1776. Baltimore MD 21203 DertsClellana Mate Meaen.anasents. Moir, Conwor Cacti De•Wne Dana fewnesint P.m Wadi Cern, 30 Pei Arent*. 101. bo Ni. a.t. VV 10154 Valuation at a Glance Account Number: Statement Period: 07/01/2014 -0713112014 This Period Year-to-Date SOUTHERN FINANCIAL LLC Beginning Account Value $104,484,144.67 S90,573,050.28 6100 RED HOOK QUARTER B3 Net Cash Deposits and Withdrawals 174.637 50 10.110,542 15 ST THOMAS VI 00802 Adjusted Previous Account Value 104,658,782.17 100,683,592.43 Dividends, Interest and Other Income 56.959.99 1,978,187.63 Net Other Activity -18.00 -54.00 Net Chan ,e in Portfolio -1,080,058.72 973.959.38 riding Account Value S103 035.665.44 $103,635,665.44 Your Client Advisor: Estimated Annual income $3,883.484.43 TAN SMITE. Asset Allocation Prior Year-End Last Period This Period % Allocation USD Cash. Money Funds, and Bank Deposits 18.295.94931 28.725.102 30 30,329,970.74 2927% USD Fixed Income 21,136,972.38 25,298,134.48 23,923,091.06 23.08% Non-USD Hoed Income 10,227,309.46 7,819,092.00 7,759,787.00 7.49% USD Equities 30,410,519.85 39,280,677.80 41,232,354.98 39.78% Non-USO Cash, Money Funds, and Bank Deposits 402,106.34 399,538.09 390.46116 0.38% Non-USD Equities 3,137,192.74 2,961,800.00 0.00 0.00% Other 363,000.00 0.00 0.00 0.00% Account Total (Pie Chart) 890,573,050.28 $104,484,144.67 $103,835,865.44 100.00% See page 2 of this statement for inponent information regarding the Asset Moab:on section. Go paperless Pa. AlCUT saran Pie Chart allocation oNy includes products that are 01 posts* value Assets of less than 1% of holdin;s WI not *softy on this pia than. Rot at E 'kVA*, n I fray Yaw tone• .},001 OALOAR RATED COMMON iCATK06 CXCatENCY Pagel of 19 aiattly.3 InttYyl Pyaya.• • Y.., Tyr...Y... ray eyy- •••yy••••••• tion• Oa- a- 3 yrv , •al • t• •.• a 3 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL PROT1 DB-SDNY-0 113560 PROT0