EFTA Document EFTA01455053

Portfolio Holdings (continued) U.S. DOLLARS (continued) Date Acquired Quantity Unit Cost Cost Basis Market Price Market Value Unrealized Gain/ Loss Estimated Estimated Annual Income Yield Equities (continued) Options CALL 100 AM ERICAN AIRLS GROUP INC COM Option Identifier: 99OADTZ11 EXP 01-17-15@ 20 000 0 PIRA, ROOT: AAL Underlying Security Identifier. AAL 1,000.00 of these contracts are in your margin account Underlying Security Puce: $38.85 12/11113 1,000.000 8.0330 803,314.50 18.7000 1.870.000.00 1.066.685 50 PUT 100 AMERICAN AIRLS GROUP INC COM Option Identifier: 9941ADTZGO EYP 0147450 20.000 OPTIC:A ROOT: ML Underlying Secunty Identifier: AAL -1.000.00 of these contracts are a short position Underlying Security Price: $38.85 12/11/13' 1.000100 1.9770 -197,702.00 0.0500 -5,000.00 192,702 00 Total Options $805,812.50 $1,885,000.00 $1,259,387.50 $0.00 Total Equities $37,332,988.36 $38,234,154.98 $901,166.62 $2,120,197.05 Unrealized Estimated Estimated Date Acquired Quantity Unit Cost Cog Basis Market Pries Market Value Gain/ Loss Annual Income Yield Exchange-Traded Products w ISDOMTREE TR JAPAN HEDGED EQUITY FD Dividend Option: Cash; Capital Gains Option: Cash 60,000.00 of these shares are in your margin account 12111/13 60.000.000 49.4350 Total Exchange-Traded Products Security Identifier: DXJ 97717W861 2 966.098 50 49,9700 2,998,200.00 32,101.50 32,101.50 $2,988,098.50 Cost Basis $2,998,200.00 Market Value Unrealized Gainl Loss Accrued Interest 55.004 40 183% $55,004.40 Estimated Annual Income Total U.S. DOLLARS EURO Description Cash, Money Funds, and Bank Deposits Global Cash Balance 698,826,795.25 Quantity Opening Balance 291,848.67 $103,245,203.78 Closing Balance Currency 291,848.87 EUR 390,481 66 LSD $2,420,258.53 5506,889.38 $3,883,464.43 Awued Income 30-Day Yield Total Cash, Money Funds, and Bank Deposits 291,846.67 291,846.87 EUR 390,461.66 LSD Market Value Currency 291,846.67 EUR 390 461 66 LSD 0.00 0.00 Acaned Interest Total EURO Account Number N4G-023804 SOLD-ERN FINANCIAL RC Go paperless 0.00 000 RmodE•cm*m fwavYwwWne4OO07 DALOARRATEDCWANUNMATC46 eXall MCP Page 10 of IS awn: lOrtlarn P•Mra • •••.•••••• CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL SDNY_GM_00259753 DB-SDNY-0 113569 EFTA01455053