EFTA Document EFTA01455055

Holdings Summary by Currency &thane...Traded Currency Cask Fixed Income Equities Funds Total byCurren, U S DOLLARS 30.329,970 31.682 878 38 234154 2.998,200 103,245,205 USD EURO 291,846 0 0 0 291,846 EUR Total USD Equivalent 30,720,432 31,682,878 38,234,154 2,990,200 103,635,665 USO % of Allocation 29.64% 30.57% 36.90% 2.69% 100.00% Schedule of Realized Gains and Losses Current Period Disposition Acquisition Date Date Disposition Transaction Description Gear Cod Bads Proceeds Realized Gale/Lou/ Oleallormera Short Term 07/23/14 12/13/13' RPP WAWASION MUT MTG S 004-RA2 MTG PASSTHRU CTF CL 1,290,000.000 16,473.18 47,66176 11,192.58 C. 81 VAR RATE 6.973% 07125133 Security Identifier 939336520 Original Cost Basis: 36.47318 07125114 12113113' RPP COUNTRYWIDE HOME LOA 1 CL B1 1.090% 03125133 WE D 000,000.000 11,131.89 11,924.73 789.84 TD 01130103 Security Identifier. 12669DYS1 Original Cost Basis: 11.134.89 Total Short Term $47,606.07 $59,590.49 $11,982.42 Long Term 07/16114 07114105' SELL 9 MORGAN CHASES CO US46625H1005 1450.000 708,302 44 85,299 96 -623,002.40 First In First Out Security Identifier -PM 07116114 01124113' RDMG 13SERVICEM ASTER CO SR FULLY IACHARGED FROM OLD 1060.000.000 1.110 189 67 1.144,800 00 34,610.33 First In Firs4 Out CUSI P 81760A AL3 8.000% 02115120 B Security Identifier 81160NAN9 Original Cost Basis-. 1,110,18917 07/23/14 07114+05' SELL YMORGAE CHASE II CO USO362581005 1 450 000 708.302 44 85,418 86 -622,083.58 First In Fusl Out Security Identifier 1M Total Long Term 82,526,794.55 81,315,518.82 -81,211,275.73 Total Short Term and Long Term $2,574,402.62 $1,375,109.31 -$1,199,293.31 'Noncovered under the cost basis rules as defined below. Securities acquired before 2011 are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC') (incorporating amendments enacted by P.L110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are 'covered* under the new cost basis reporting rules. Securities which are 'covered" under the new cost basis reporting rules are defined as securities which have been acquired on or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. Page 12 of 19 Account Num ber N4G-023804 SO UTI-ERA RNANCIAL LLC ;toted Ewan, Go paperless DALOAR RAT ED COMMUNICATIOMS ExallINC? Owen: iornatn ...Wall& • 'S.), CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0113571 CONFIDENTIAL SDNY_GM_00259755 EFTA01455055