EFTA Document EFTA01455057

Activity Sum m a ry (Alt amounts shown we in base cogency) Credits This Period Year-to-Date Debits This Period Year-to-Date Securities Securities Securities Bought 0.00 0.00 Securities Bought 0.00 -19.214.895.09 Securities Sold 170,718.82 17,438,218.86 Securities Sold 0.00 000 Total Securities $170,718.82 $17,438,218.86 Total Securities $0.00 -$19,214,895.09 Dividends and Interest $56,959.99 $1,566,713.70 Dividends and Interest $0.00 -$93,807.51 Distributions $1,202,570.13 $2,117,116.97 Distributions $0.00 $0.00 Fees $0.00 $0.00 Fees 418.00 -$54.00 Cash Cash Withdrools 0.00 000 Withdrools 470.000.00 •1.058.245 00 Dennis 344,637.50 11.168 787 15 Deposits 0.00 000 Total Cash $344,637.50 $11,168,787.15 Total Cash -$170,000.00 41,058,245.00 FDIC Insured Bank Oeposits $0.00 $37,486,431.18 FDIC Insured Bank Depodts $0.00 -$19,304,764.85 Money Market Funds $170,018.00 $9,127,577.13 Money Market Funds -$1,789,06424 -$39,451,746.67 Total Credits $1,944,904.44 $78,904,850.99 Total Debits -$1,939,103.24 479,123,513.12 Transactions by Type of Activity Process/ Trade! Settlement Transaction Dale Date Activity Type Description Quantity Price Atoned Interest Amount Currency Securities Bought and Sold 07121/14 07116114 SOLD MORGAN CP ASE 8 CO COM ISINeLS46625n 1005 BKCM -1.450 000 58 8930 85,299 96 ',SD PM A PERSHING AFFILIATE MAKESA MKT IN THIS SECURITY 8 ACTED AS PRINCIPAL UNSOUCITED ORDER 07/28114 07123114 SOLD P MORGAN CHASE 8 CO COM ISINIUS46625H1005 BKCM -1,450 000 58 9750 85.418.86 USD "PM A PERSHING AFFILIATE MAKESA MKT IN THIS SECURITY 8 ACTED AS PRINCIPAL UNSOUCITED ORDER Total Securities Bought and Sold • UNITED STATES DOLLAR 0.00 170,718.82 Dividends and Interest 07/16/14 BOND INTEREST RECEIVED SERVICEMASTER CO SR NT - CUSIP FULLY EXCHANGED 35.568.89 USD 81760NAN9 FROM 0 LD CUSIP 81780NAL3 8.000% 02/15120 WE DTD 02/13/12 CLB ACCRUED INTEREST 07125/1 4 80ND INTEREST RECEIVED 4500000 COUNTRYWIDE HOME LOANS SER 03.1 CL BI 5,156.18 USD 12669DYS1 4.090% 03125/33 B/E DTD 01130/03 RD 06130 PD 07/25114 07/25/14 CASH DIVIDEND RECEIVED 23000 SHRS GENERAL ELECTRIC CO CON RD 06/23 PD 5,060.00 USD GE 01/25/14 Page 14 of IS Account Number N4G-023804 SOL Th ERA FINANCIAL. RC paperless Rated EVant f Way Yaw tone, .},001 [NAGAR RATED COMMON ICATK,I6 eXallENC? .0n.at•I •••••••ra •••••me •..4•••••••• CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL PROT1 DB-SDNY-0 113573 PROT0