EFTA Document EFTA01455167

Date: 08/12/2014 03:33 PM Subject: Re: Fw: Indicative Levels - USDCNH lyr Options [I] Classification: For internal use only Agree - not good enough. Having said that, there are mistakes that are made and we can't nit pick each one of them. Jeffreys experience hasnt been optimal, and with the addition of new coverage, this will change. Having said that, we need to manage him better as well, has to be a better 2 way dialogue. we had a call with him last week that he canceled on Put opportunity. There are multiple times where he doesnt respond etc. so in general we need the flow to be better both ways. Kind regards, Caroline Kitidis (Embedded image moved to file: pic2S274.gif) Caroline V. Kitidis Managing Director I Head of Key Client Partners & Wealth Investment Coverage - Americas Deutsche Bank Securities Inc Deutsche Asset & wealth Management 34S Park Avenue, 26th Floor lad mai caro ine. i is b.com (Embedded image moved to file: pic19384.gif) From: Paul Morris/db/dbcom To: Caroline Kitidis/db/dbcom008AmERIcAs, chip.packard@db.com, Cc: Andrew oallivan/db/dbcom@D8Americas Date: 08/12/2014 02:58 PM Subject: Fw: Indicative Levels - USDCNH lyr Options [I] Classification: For internal use only fyi, this is a client that is doing 575mn notional currency trades with us and we can't get the details correct, it is just embarrassing Forwarded by Paul Morris/db/dbcom on 08/12/2014 02:54 PM From: "jeffrey E." <jeevacation@gmail.com> To: Paul Morris/db/dbcom@DBAMERICAS, Richard Kahn <richardkahn12@gmail.com>, Date: 08/12/2014 11:17 AM Subject: Re: Indicative Levels - USDCNH lyr Options [C] CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0113759 CONFIDENTIAL SDNY_GM_00259943 EFTA01455167