EFTA Document EFTA01455195

13Aug 2014 Page 2 itf 2 Douro Bank AG SOUTHERN FINANCIAL, LLC FX • Options Settlement Not. Coy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotArnt 1 1 Not.Amt 2 2 Long/ Short Option Style Putt Call Strike Price MT M(USCI) SOUTHERN ExEurcOdI 21-Noe2013 20410%42014 25-Nov-2014 (1.000 000 Cri: USD 101.030000 JPY SHORT EUROPEAN CALL 1010000 (7 6l' II! FINANCIAL. LLC SOUTHERN FXOneBanDneT 21-Nat-2013 20-Nov-2014 25-Nov.2014 (21.0002) USD 0 JPY LONG EUROPEAN 0.0003 6.15295 FINANCIAL. LLC ouchOpt SOUTHERN FXOneEarOneT 21-Nor-2013 2011ov.2014 25-Nor-2014 (21,M000) USD 0 JPY LONG EUROPEAN 0.0002 4,03235 FINANCIAL. LLC ouchOpt SOUTHERN EXOnef3aeOneT 21-Nov-2013 20-Nov.2014 254104014 121.000 001 USD 0 FY LONG ElRCPEAN 0.0000 2,65666 FINANCIAL. LLC ouchOpt SOUTHERN ExEuroOpl 06-Jun-2014 08-Sep-2014 10-Sep-2014 10.00000000 EUR (13450.000 00) USD SHORT ELRCPEAN PUT 1.3450 r:i1.6'6 12; FINANCIAL. LLC SOUTHERN FvEwcCpt 06-Jun-2014 08-Sep-2014 10-Sep-2014 10,000,000 00 EUR 03.800000.00) LSD LONG ELRCPEAN CALL 1,3802 432.28 FINANCIAL, LLC SOUTHERN MuroOpt 12Aug-2014 12•Aug•2015 14Jug•2015 75,000,0OO.O0 USD (4602.000,0&100) CbH SHORT EUROPEAN PUT 6.160D 51.299.01 FINANCIAL. LLC Subtotal: (5'65464; Tat (57,654.64) Statement ID : The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 113828 SDNY_GM_00260012 EFTA01455195