EFTA Document EFTA01455262

e an SOUTHERN FINAN Request 182298 tt, As of 19 Aug 14 17.77,77:5:, 777 nerwmpror *Aug 2014 Pap 2 Of 2 Deutsch* Berk AO SOUTHERN FINANCIAL. LW Settlement NotCcy NotCcy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 2 Long/ Short Option Style Putt Call Strike Price MTM(USD) 366364436/ SOUTHERN ExEural 21-Novi2013 20iNovi2014 25-tlov-2014 (1.000000M USD 101.030.000 JPY SHORT EUROPEAN CALL 101 0000 (23247.83) 710423459 FINANCIAL. LLC 3663644M/ SOUTHERN FXOneBerOneT 21-Nov-2013 20.1400014 2541m/2014 (21.000.001 USD 0 JPY LONG EUICPEAN 0.0000 4,79203 710423461 FINANCIAL. LLC ou:h0p1 366364436/ SOUTHERN FXOne8arOneT 21-Nov-2013 20-Nov2014 2541ov-2014 (21,M(1 00) USD 0 JPY LONG EUROPEAN 0.0000 3,112 19 710423463 FiNANCIAL.LLC ouchOpt 366364436/ SOUTHERN EXOnef3anOneT 21-Nov-2013 20-Nov-2014 254104014 1210Xi MI USD 0 FY LONG EtPCPEAN 0.0000 2046 05 710423465 FINANCIAL.U.0 ouchOpl 407339131/ SOUTHERN ExEuroOpl 06-Jun-2014 08Sep-2014 10-Sep-2014 10.000.03000 EUR (13,450,00000) LED SHORT EURCPEAN PUT 1.3450 i' 45 0E93 21i 806424249 FINANCIAL. LLC 407339131/ SOIJTHERN F)Eurcept 06-Jun-2014 08-Sep-2014 10-Sep-2014 10,000,00000 EUR (13.808000.00) USD LOW ELRCPEAN CALL 13800 151.74 806424264 FINANCIAL, LLC 4188222e SOUTHERN F)EuroOpl 12Aug-2014 12•Aug2015 14,Aug.2015 75,000,030.00 USD (462.000800.00) CbH SHORT EUROPEAN PUT 6.160D 834462396 FINANCIAL. LLC ,2122'9.173 Subbtat (4!0.45120; TotS: (430,451.20) Statement ID: 182298_20140819_201408201 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 113935 PROT1 PROT0