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sd-10-EFTA01455288Dept. of JusticeOther

EFTA Document EFTA01455288

Email tazia.smith@db.com From: Tazia Smith [tazia.smith@db.comj Sent: 8/25/2014 12:04:46 PM To: jeevacation@gmail.com CC: Nay Gupta [nay.gupta@db.com); Paul Morris [paul.morris@db.comb Richard Kahn Irichardkahn12@gmail.comj; Vahe Stepanian Ivahe.stepanian@db.corn) Subject: Re: EURUSD Matrix IC) Attachments: JE - FX Option Matrix.xlsx; pic14858.gif; pic28903.gif; pic17110.gif; pic17766.gif Classification: Confidential Jeffrey - 88.1 bps usD offer for sept. 1.32 put sep 25 = S79,50

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sd-10-EFTA01455288
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Email tazia.smith@db.com From: Tazia Smith [tazia.smith@db.comj Sent: 8/25/2014 12:04:46 PM To: jeevacation@gmail.com CC: Nay Gupta [nay.gupta@db.com); Paul Morris [paul.morris@db.comb Richard Kahn Irichardkahn12@gmail.comj; Vahe Stepanian Ivahe.stepanian@db.corn) Subject: Re: EURUSD Matrix IC) Attachments: JE - FX Option Matrix.xlsx; pic14858.gif; pic28903.gif; pic17110.gif; pic17766.gif Classification: Confidential Jeffrey - 88.1 bps usD offer for sept. 1.32 put sep 25 = S79,50

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Email tazia.smith@db.com From: Tazia Smith [tazia.smith@db.comj Sent: 8/25/2014 12:04:46 PM To: jeevacation@gmail.com CC: Nay Gupta [nay.gupta@db.com); Paul Morris [paul.morris@db.comb Richard Kahn Irichardkahn12@gmail.comj; Vahe Stepanian Ivahe.stepanian@db.corn) Subject: Re: EURUSD Matrix IC) Attachments: JE - FX Option Matrix.xlsx; pic14858.gif; pic28903.gif; pic17110.gif; pic17766.gif Classification: Confidential Jeffrey - 88.1 bps usD offer for sept. 1.32 put sep 25 = S79,500 x 588,100 Oct 27 a 5117,300 x $121,900 Nov 25 = $147,000 x 153,100 this is on 10m eur notional spot ref 1.3193 (See attached file: JE - FX Option Matrix.xlsx) (Embedded image moved to file: pic14858.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & wealth Management 4 New York, NY, USA (Embedded image moved to file: pic28903.gif) From: "jeffrey E." <jeevacation@gmail.cono To: Tazia Smith/db/dbcom@OBAMERICAS, Cc: Richard Kahn <richardkahn120gmail.com>, Paul morris/db/dbcomODBAmERIcAs, Nav Gupta/db/dbcomODBEMEA, vahe stepanian/db/dbcom@DBAmericas Date: 08/25/2014 11:55 Am Subject: Re: EURUSD Matrix [C] im looking at 132 puts again , i think this must be a typo, mistake screw up. On Mon, Aug 25, 2014 at 11:46 AM, Tazia Smith ctazia.smith@db.com, wrote: Classification: Confidential CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 113986 CONFIDENTIAL SDNY_GM_00260170 EFTA01455288

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Domainrichardkahn120gmail.com
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From: Tazia Smith Sent: 10/29/2014 8:39:56 AM To: jeffrey E. Ijeeyacation@gmail.com] CC: Daniel Sabba Subject: IC) Classification: Confidential Good Morning Jeffrey - Re-enter order? Use limit and/or participate % volume? Thanks, Tazia Paul Morris ; Stewart Oldfield ; Richard Kahn I; Vahe Stepanian From. Tazia Smith'db/dbcom To. "jeffrey leevacationasmailtern>. Cc: Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morris. Richard Kahn Stewart Oldfiekl/dbidbcomCDBAMERICAS, Vahe St

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Jeffrey - Today you executed the following: B 49,033 Citi 5.8% pfd at $24.0205 This leaves 150,967 shares to buy. Re-enter tomorrow? Your other Citi pfd is held in Haze. Would you like this booked there as well? Thank You, Tazia Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Ay 154-0004 New York. NY, USA Tol. Fax Mobil + Email PASc-itnA--ittr Pelfervert. From. Tazia SmithMbidbcom To. Whey E. sjeevacationgbgmail.com>.

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From: Tazia Smith Sent: 10/29/2014 4:34:36 PM To: Jeffrey E. (jeevacation@gmail.com) CC: Daniel Sabha Subject: Trade Report 10/29/14 ICI Classification: Confidential Jeffrey - Today you executed the following: B 150,967 C at $24.2528 Paul Morris Stewart Oldfield Richard Kahn Vahe Stepanian This completes your position of 200,000 shares (24.20 avg cost, 6% yield). We have this booked to the Haze account, where your other Citi 6.875% preferred is held. Let us know if you would li

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, vahe Stepanian/db/dbcom@DBAMERICAS, Stewart Oldfiel d/db/dbcom@DBAMERICAS Dat 10/28/2014 11:36 AM e: Sub Re: [C] jec t: classification: confidential Jeffrey - Thus far you have purchased 34,900 shares of Citi 5.8% pfd at $23.9945; the pfd is presently S24, we're working aggressively at that level. Please let us know if you want us to bid higher. (Embedded image moved to file: pic21461.gif) From Tazia Smith/db/dbcom To: "jeffrey E." <jeevacation@gmail.com>, Cc: Daniel Sabba db/dbc

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Date: 10/29/2014 08:43 AM Subject: Re: [C] vwap ok On wed, Oct 29, 2014 at 8:39 AM, Tazia Smith wrote: classification: confidential Good Morning Jeffrey - Re-enter order? use limit and/or participate % volume? Thanks, Tazia Fro Tazia Smith/db/dbcom m: To: "jeffrey E." <jeevacation@gmail.com>, Cc: Daniel Sabba/db Paul Morris, Richard Kahn < Stewart Oldfield/db , vahe Stepanian Dat 10/28/2014 04:14 PM e: Sub Trade Report 10/28/14 [C] jec t: classification: confidential Jef

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From Tazia Smith To: "Jeffrey E." <jeevacation@gmail.com> Cc: Richard Kahn Daniel Sabba Va e Stepanian , Paul Morris Date 10/28/2014 10:57 AM Subj Re: [c] ect: Classification: confidential Citi 5.8% Perpetual Preferred (cusip: 172967366) , trading —23.92, buying $5mm worth. got it. (Embedded image moved to file: pic18931.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth management 345 Park Avenue, 10154-0004 New York, NY, USA Tel.

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