EFTA Document EFTA01455364

PO ea 1775,. (Winn 2IN3 Transactions by Type of Activity Process? Trade/ Settlement Transaction Date Date Activity Type Securities Bought and Sold 08106/14 08101114 PURCHASED M BLY 08106114 08101114 SOLD PM 08108/14 08/05/14 PURCHASED FM I 08112114 08/07/14 SOLD Oe•tiCie ton mow "Waft lamusemat wan tee...aGay Otsdi. Ova kaolin inc. raw alnico Desai• ion PM 08119114 08/14/14 SOLD PM 06122/14 08/19/14 SOLD PM 08129114 08/26114 SOLD PM MOBILEYE NV AM STELVEEN ORD SFS 'SINS NL0010831061 PRO SPECTL S UNDER SEPARATE COVER P MORGAN CHASE & CO COM 'SINN LS46625F 1005 UNSOLICITED ORDER FOUNDATION MEDICINE INC COM UNSOL AVERAGE UNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT P MORGAN CHASE & CO COM ISIN11./ 946625F 1005 BKCM A PERSFING AFFILIATE M AKES A MKT IN THIS SECURITY & ACTED AS PRINCIPAL UNSOLICITED ORDER P MORGAN CF ASE & CO COM ISIN8 U S46625F 1005 BKCM A PERSFING AFFILIATE M AKES A MKT IN TI-IS SECURITY & ACTED AS PRINCIPAL UNSOLICITED ORDER P MORGAN CHASE & CO COM ISIN1US46625F 1005 BKCM A PERSFING AFFILIATE M AKES A MKT IN THIS SECURITY & ACTED AS PRINCIPAL SOLICITED ORDER 9HORGAN CHASE & CO COM ISINS LS16625F 1005 BKCM A PERS, ING AFFILIATE M AKES A MKT IN THIS SECURITY & ACTED AS PRINCIPAL UNSOLICITED ORDER Ouantit 800.000 .1 A50.000 24.830 000 .1,450.000 Statement Period: 08101/2014 08/31/2014 Price Accrued Interest 25 0000 56.5412 23.1928 56.6800 .1.450.000 56.9150 .1.450.000 57.5955 .1.450.000 59.6550 Amount Currency -20.000.00 LSD 81.889.92 USD -577.373 02 LSD 82,091 18 USD 82,431 92 USD 83.418 63 LSD 86,404 83 LSD Total Securities Bought and Sold - UNITED STATES DOLLAR Dividends and Interest 08104/14 CASH DIVIDEND RECEIVED 842400F1.12 08108/14 CASH DIVIDEND RECEIVED BK 08114114 CASH DIVIDEND PseVED AAPL 08/15114 CASH DIVIDEND RECEIVED ALLY PM 08115114 BOND INTEREST RECEIVED ALLY PRA SOUTHERN CALIF EDISON CO PREF SER E 6.250% 02101/22 B/E RD 07/05 PD 08101/14 CASH PAYMENT 3000000 250000 SHRS BANK OF NEW YORK MELLON CORP COM RD 07/29 PD 08108114 14000 SI-RS APPLE INC COM RD 08111 PD 08114/14 126600 SI-IRS ALLY FINL INC PER, PFD FIXED/FLTG RATE SER A CALLABLE COL PO N 8.5% PERPETUAL MATURITY CALL° 25 05115/16 RD 08/01 PD 08115114 80000 SF RS GM AC CAP TR I GTD TR PFD SECS SER 2 8125% FIXED RATE I FLTG RD 08114 PD 08115/14 Account Number: SOLO-ERN FINANCIAL LLC Go paperless C On.r.TP. ' _: ?7L" : 0.00 -181,136.51 93.750 00 L SO 42.500 00 I.. SD 6480.00 USD 67.256 25 USD 40.625 04 USD Page 15 of 20 V. Of•tr. P•ranr44/4 C. • ••••,), CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0114085 SDNY_GM_00260269 EFTA01455364