EFTA Document EFTA01455541

e an SOUTHERN FINAN Request 182298 As of 12 Sep 14 I h. AIMS 12 Sep 2014 Paps 2 Of 2 Deutsahe Barak AO SOUTHERN FINANCIAL, LLC IM-Osabas Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 366364435, SOUTHERN FxEurcepl 21-Noo.2013 2041ok2014 25-Nov-2014 (1.000 COD CV, USD 101,000.000 RV SHORT EUROPEAN CALL 101 COCO :6,.1 11.0 thi 710423459 FINANCIAL. LLC 3663644M/ SOUTHERN FXOneBsiOneT 21-Nov-2013 20-Nov-2014 25-Nov.2014 (21.00060) USD 0 FY LONG EUICPEAN 0.000D 949.77 710423461 FINANCIAL. LLC ouch0p1 366364436/ SOUTHERN FXOnegarOneT 21-Nor.2013 2011tiv2014 25-Nov-2014 (21,000.00) USD 0 FY LONG EUROPEAN 0,000D 641 25 710423463 FINANCIAL. LC ouchOpt 366364436/ SOUTHERN FXOnel3anOneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 121.000 001 USD 0 FY LONG EtPCPEAN 0.0000 435.64 710423465 FINANCIAL.U.0 ouchOpt 418622243/ SOUTHERN FxEuroOpl 12-Aug-2014 12-Aug-2015 14-A g-2015 75.00000000 USD (462003.000 03) CM-I SHORT EIPCPEAN PUT 6.1603 ;261.63397) 8344623% FINANCIAL. LLC Subtotal: (319.937 48, Etat (319,907.48) Statement ID: 18229829140912_20140915_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0114361 SDNY_GM_00260545 EFTA01455541