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sd-10-EFTA01455578Dept. of JusticeOther

EFTA Document EFTA01455578

From: Paul Morris (paul.morris@db.comj Stet: 9/19/2014 9:02:42 AM To: Tazia Smith [tazia.smithfidb.com] Subject: Re: Allot [CI Classification: Confidential 2k??? From: Tazia Smith Sent: 09/19/2014 0R:45 AM EDT To: Jeffrey epstein" letvacation,Vgmail.com> Cc: Paul Morris: Vahe Stepanian; Mali Glassman: "Rich Kahn" <richardkahnI2eigniaitoom.> Subject: Alloc [CI Classification: Confidential Jeffrey - You were allocated 2A)00 Alibaba (BABA) at $68. TDS Tazia Smith Director Key Cl

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From: Paul Morris (paul.morris@db.comj Stet: 9/19/2014 9:02:42 AM To: Tazia Smith [tazia.smithfidb.com] Subject: Re: Allot [CI Classification: Confidential 2k??? From: Tazia Smith Sent: 09/19/2014 0R:45 AM EDT To: Jeffrey epstein" letvacation,Vgmail.com> Cc: Paul Morris: Vahe Stepanian; Mali Glassman: "Rich Kahn" <richardkahnI2eigniaitoom.> Subject: Alloc [CI Classification: Confidential Jeffrey - You were allocated 2A)00 Alibaba (BABA) at $68. TDS Tazia Smith Director Key Cl

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From: Paul Morris (paul.morris@db.comj Stet: 9/19/2014 9:02:42 AM To: Tazia Smith [tazia.smithfidb.com] Subject: Re: Allot [CI Classification: Confidential 2k??? From: Tazia Smith Sent: 09/19/2014 0R:45 AM EDT To: Jeffrey epstein" letvacation,Vgmail.com> Cc: Paul Morris: Vahe Stepanian; Mali Glassman: "Rich Kahn" <richardkahnI2eigniaitoom.> Subject: Alloc [CI Classification: Confidential Jeffrey - You were allocated 2A)00 Alibaba (BABA) at $68. TDS Tazia Smith Director Key Client Partners - US Deutsche Bank Securities. Inc. Deutsche Asset & Wealth Management 345 Park Avenue - 26th Floor E-mail: tazia.smitlqdb.com From: Nate Hall Sent: 09/19/2014 03:42 AM GMT Subject: '*' PRICING DETAILS to* JOINT BOOKRUN IND *NM ALIBABA GROUP (NYSE: BABA)'** APPROVED FOR EXTERNAL DISTRIBUTION *** *** APPROVED FOR EXTERNAL DISTRIBUTION *** Issuer: Alibaba Group Holding Limited Symbol: BABA Deal size: 320,106,100 shares (38% primary/ 62% secondary) plus 15% greenshoe (54% primary / 46% secondary) Offer price: $68.00 Exchange: NYSE CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114422 CONFIDENTIAL SONY GM_00260606 EFTA01455578

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Subject: Re: Fw: Marina REIT [C] From: Paul Morris ‹ > Date: Mon, 27 Oct 2014 13:03:22 -0400 To: Tazia Smith ‹ > Cc: MG Classification: Confidential pls don't get back to him on this until we talk and i do a little work, he may be thinking this for a client, let's talk later or tomorrow Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor New York, NY 10154 Office Cell: From: Tazia Smith/db/- dbcom@DBAMERICAS To: "Paul Morris" Cc: "MG" Date:

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invest 20 in this... 20mm will include warrants and fee break incentives as well Tazia Smith Director Key Client Partners - US Deutsche Rank securities, Inc. Deutsche Asset & wealth Management 345 Park Avenue - 26th Floor New York, NY 10154 Tel: (212) 454-2889 Mobile: (917) 318-4852 Fax: (646) 257-3131 E-mail: tazia.smith@db.com From: Tazia Smith Sent: 10/27/2014 12:56 PM EDT To: "jeffrey epstein" <jeevacation@qmail.com>; Matt Glassman Cc: Paul Morris; Daniel Sabba; Vahe Stepania

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Subject: Re: Alloc [C] From: Paul Morris czl > Date: Fri, 19 Sep 2014 09:02:42 -0400 To: Tazia Smith ‹ > Classification: Confidential 2k??? From: Tazia Smith Sent: 09/19/2014 08:45 AM EDT To: "jeffrey epstein" <jeevacation@gmail.com> Cc: Paul Morris; Vahe Stepanian; Matt Glassman; "Rich Kahn" Subject: Alloc [C] Classification: Confidential Jeffrey - You were allocated 2,000 Alibaba (BABA) at $68. TDS Tazia Smith Director Key Client Partners - US Deutsche Bank Securities, Inc.

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Subject: BK Update... [C] From: Tazia Smith <MIMI > Date: Fri, 19 Sep 2014 15:47:42 -0400 To: jeffrey E. <jeevacation@gmail.com> Cc: matt.glassman@db.com, Paul Morris Richard Kahn Vahe Stepanian Classification: Confidential Jeffrey - FYI only: BK Spot = $39.77 Jan 40 calls 1.45 x 1.59 Jan 41 calls 1.02 x 1.11 Jan 42 calls .68 x .76 Away from your 1.20 limit on selling lk of the 42s. TDS Source: Bloomberg Tazia Smith Director I Key Client Partners - US DB Securities Inc Deuts

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