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sd-10-EFTA01455587Dept. of JusticeOther

EFTA Document EFTA01455587

From: Tazia Smith [tazia.smith@db.com] Sent: 9/19/2014 10:27:13 AM To: jeffrey E. [jeeyacation@gmail.com] CC: Richard Kahn [richardkahn12@gmail.com]; Vahe Stepanian [vahe.stepanian@db.com]; matt.glassman@db.com; Paul Morris [paul.morris@db.coml Subject: Re: ICI Classification: Confidential Jeffrey - order to sell 1000 BK Jan 42 calls is entered at $1.20. Current market is $0.81 x $0.97. 41s= 1.24 x 1.39 43s = 0.54 x 0.63 Source: Bloomberg Tazia Smith Director I Key Client Partne

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From: Tazia Smith [tazia.smith@db.com] Sent: 9/19/2014 10:27:13 AM To: jeffrey E. [jeeyacation@gmail.com] CC: Richard Kahn [richardkahn12@gmail.com]; Vahe Stepanian [vahe.stepanian@db.com]; matt.glassman@db.com; Paul Morris [paul.morris@db.coml Subject: Re: ICI Classification: Confidential Jeffrey - order to sell 1000 BK Jan 42 calls is entered at $1.20. Current market is $0.81 x $0.97. 41s= 1.24 x 1.39 43s = 0.54 x 0.63 Source: Bloomberg Tazia Smith Director I Key Client Partne

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Tazia Smith [tazia.smith@db.com] Sent: 9/19/2014 10:27:13 AM To: jeffrey E. [jeeyacation@gmail.com] CC: Richard Kahn [richardkahn12@gmail.com]; Vahe Stepanian [vahe.stepanian@db.com]; matt.glassman@db.com; Paul Morris [paul.morris@db.coml Subject: Re: ICI Classification: Confidential Jeffrey - order to sell 1000 BK Jan 42 calls is entered at $1.20. Current market is $0.81 x $0.97. 41s= 1.24 x 1.39 43s = 0.54 x 0.63 Source: Bloomberg Tazia Smith Director I Key Client Partners • US DB Securities Inc Deutsche Asset & Wealth Management New York. NY. USA Pag Peeftryw, From: Tata Smithrdb/dbcom To: Jeffrey E.' leevacationegmail.corn, @DEUBAINT. Cc. Richard Kahn crichardkahni2egmail.com> Date 09/19/2014 1O,22 AM Subject: Classification: Confidential got it Tazia Smith Director I Key Client Partners • US DB Securities Inc CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 114434 CONFIDENTIAL SDNY_GM_00260618 EFTA01455587

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Domaincrichardkahni2egmail.com
Emailjeeyacation@gmail.com
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Emailrichardkahn12@gmail.com
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EFTA Document EFTA01471021

Subject: Re: [C] From: Tazia Smith a> Date: Fri, 19 Sep 2014 10:27:13 -0400 To: jeffrey E. <jeevacation@gmail.com> Cc: Richard Kahn Vahe Ste anian Paul Morris Classification: Confidential Jeffrey - order to sell 1000 BK Jan 42 calls is entered at $1.20. Current market is $0.81 x $0.97. 41s = 1.24 x 1.39 43s = 0.54 x 0.63 Source: Bloomberg (Embedded image moved to file: pic30073.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Managem

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Email tazia.smithadlacom From: Tazia Smith [tazia.smith@db.com] Sent: 9/19/2014 3:47:42 PM To: jeffrey E. [jeevacation@gmail.coml CC: matt.glassman@db.com; Paul Morris [paul.morris@db.com]; Richard Kahn [richardkahn12@gmail.com]; Vahe Stepanian lyahe.stepanian@db.comi Subject: BK Update... ICI Classification: Confidential Jeffrey - FYI only: BK Spot = $39.77 Jan 40 calls 1.45 x 1.59 Jan 41 calls 1.02 x 1.11 Jan 42 calls .68 x .76 Away from your 1.20 limit on selling 1k of the

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From: Sent: To: Subject: Attachments Paul Morris [paul.morris@db.com) 9/19/2014 2:42:17 PM Tazia Smith itazia.smith@db.coml Re: IC) pic04167.gif; pic05520.gif; pic11560.gif; pic21047.gif Classification: confidential thx did we confirm this? Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor New York, NY 10154 From: Tazia Smith/db/dbcom To: "jeffrey E." <jeevacation@gmail.com>, Cc: Richard Kahn <richardkahn12@gmail.com>, matt.glassman@db.co

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Subject: Re: [C] From: Tazia Smith a> Date: Fri, 19 Sep 2014 10:27:13 -0400 To: jeffrey E. <jeevacation@gmail.com> Cc: Richard Kahn Vahe Stepanian matt.glassman@db.com, Paul Morris a> Classification: Confidential Jeffrey - order to sell 1000 BK Jan 42 calls is entered at $1.20. Current market is $0.81 x $0.97. 41s = 1.24 x 1.39 43s = 0.54 x 0.63 Source: Bloomberg Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management From: Tazia Smi

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Subject: BK Update... [C] From: Tazia Smith <MIMI > Date: Fri, 19 Sep 2014 15:47:42 -0400 To: jeffrey E. <jeevacation@gmail.com> Cc: matt.glassman@db.com, Paul Morris Richard Kahn Vahe Stepanian Classification: Confidential Jeffrey - FYI only: BK Spot = $39.77 Jan 40 calls 1.45 x 1.59 Jan 41 calls 1.02 x 1.11 Jan 42 calls .68 x .76 Away from your 1.20 limit on selling lk of the 42s. TDS Source: Bloomberg Tazia Smith Director I Key Client Partners - US DB Securities Inc Deuts

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Subject: FMI --$25 From: Tazia Smith < Date: Wed, 13 Au 2014 09:37:47 -0400 To: Cc: Paul Morris > Vahe Stepanian < , Matt Glassman Classification: Confidential Good Morning Rich - As you saw, FMI reported Q2 EPS of ($0.49) vs ($0.48) consensus. The company beat on the topline with $14.5M of Q2 revenues (vs $13.4M cons) and boasted 263% yoy growth in clinical tests (5,908). The company reiterated it's full year guidance, which was at the low-end vs. consensus: $52-58M FY Rev guidance

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