EFTA Document EFTA01455604

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Dept. of Justice

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sd-10-EFTA01455604

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Tazia Smith Director Key Client Partners - US Deutsche Bank Securities, Inc. Deutsche Asset & Wealth Management 345 Park Avenue - 26th Floor New York, NY 10154 Tel: (212) 454-2889 Mobile: (917) 318-4852 Fax: 646 257-3131 E-mail: From: Nate Hall Sent: 09/19/2014 03:42 AM GMT Subject: *** PRICING DETAILS *** JOINT BOOKRUN IPO *** ALIBABA GROUP (NYSE: BABA) *** APPROVED FOR EXTERNAL DISTRIBUTION *** *** APPROVED FOR EXTERNAL DISTRIBUTION *** Issuer: Alibaba Group Holding Limited Symbol: BABA Deal size: 320,106,100 shares (38% primary/ 62% secondary) plus 15% greenshoe (54% primary / 46% secondary) Offer price: $68.00 Exchange: NYSE Trade date: 9/18 Settlement date: 9/24 Bookrunners: Deutsche Bank Credit Suisse Goldman Sachs JPMorgan CONFIDENTIAL — PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0 114458 CONFIDENTIAL SDNY_GM_00260642 EFTA01455604

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FaxFax: 646 257-3131

Phone(212) 454-2889

Phone(917) 318-4852

Phone646 257-3131

Related Documents (6)

Dept. of JusticeOtherUnknown

EFTA Document EFTA01471042

Subject: Alibaba opens $92.70 C From: Tazia Smith < Date: Fri, 19 Sep 2014 11:55:02 -0400 To: jeffre epstein < eevacationegmail.com> Cc: MG Paul Morris Rich Kahn R> R, Vahe Stepanian Classification: Confidential Jeffrey - Alibaba opens at $92.70, -$95 last (+$54k on your position) TDS (Embedded image moved to file: pic00028.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset a Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel.

Dept. of JusticeOtherUnknown

EFTA Document EFTA01471069

Subject: BK Update... [C] From: Tazia Smith ..z > Date: Fri, 19 Sep 2014 15:47:42 -0400 To: 'effre E. < eevacation@gmail.com> Cc: Paul Morris , Richard Kahn Vahe Stepanian Classification: Confidential Jeffrey - FYI only: BK Spot = $39.77 Jan 40 calls 1.45 x 1.59 Jan 41 calls 1.02 x 1.11 Jan 42 calls .68 x .76 Away from your 1.20 limit on selling lk of the 42s. TDS Source: Bloomberg (Embedded image moved to file: pic21685.gif) Tazia Smith Director I Key Client Partners - US

Dept. of JusticeOtherUnknown

EFTA Document EFTA01471018

Subject: Re: Alloc [C] From: Paul Morris czl > Date: Fri, 19 Sep 2014 09:02:42 -0400 To: Tazia Smith ‹ > Classification: Confidential 2k??? From: Tazia Smith Sent: 09/19/2014 08:45 AM EDT To: "jeffrey epstein" <jeevacation@gmail.com> Cc: Paul Morris; Vahe Stepanian; Matt Glassman; "Rich Kahn" Subject: Alloc [C] Classification: Confidential Jeffrey - You were allocated 2,000 Alibaba (BABA) at $68. TDS Tazia Smith Director Key Client Partners - US Deutsche Bank Securities, Inc.

Dept. of JusticeOtherUnknown

EFTA Document EFTA01471045

Subject: Trade Report 9/19 [C] From: Tazia Smith <1 .> Date: Fri, 19 Sep 2014 12:22:36 -0400 To: 'eevacation@gmail.com Cc: Classification: Confidential Jeffrey - S 2000 BABA at $92.352 (+$48.7k) TDS From: "jeffrey E." <jeevacation@gmail.com> • a Smith/db/- Date: PM Subject: [C] 09/19/2014 12:19 Re: Alibaba opens $92.70 sell EFTA01471045 On Fri, Sep 19, 2014 at 11:55 AM, Tazia Smith a wrote: Classification: Confidential Jeffrey - Alibaba opens at $92.70, —$95 last (+$54k

Dept. of JusticeOtherUnknown

EFTA Document EFTA01479569

Subject: Fw: *** PRICING DETAILS *** JOINT BOOKRUN IPO *** SABRE CORPORATION (NASDAQ: SABR) *** From: Tazia Smith s.z > Date: Wed, 16 Apr 2014 19:51:47 -0400 To: jeevacation@gmail.com Cc: Paul Morris < Vahe Stepanian < Jeffrey - Pricing detail on the Sabr Corp (SABR) IPO below. Be back with your allocation in the morning. As Paul may have mentioned, let's talk general sale instructions for these to reduce the back-and-forth for you. The indications do need to be specifically given. L

Dept. of JusticeOtherUnknown

EFTA Document EFTA01471051

Subject: Trade Report 9/19 [C] From: Tazia Smith <a> Date: Fri, 19 Sep 2014 12:22:36 -0400 To: jeevacation@gmail.com Cc: Classification: Confidential Jeffrey - S 2000 BABA at $92.352 (+$48.7k) TDS • u4 " <jeevacation@gmail.com> To: Tazia Smith/db/- Date: 09/19/2014 12:19 PM Subject: Re: Alibaba opens $92.70 [C] sell On Fri, Sep 19, 2014 at 11:55 AM, Tazia Smith a wrote: Classification: Confidential Jeffrey - Alibaba opens at $92.70, —$95 last (+$54k on your position) TDS EFTA01

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