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sd-10-EFTA01455615Dept. of JusticeOther

EFTA Document EFTA01455615

From: Tazia Smith [tazia.smith@db.com] Sent: 9/19/2014 3:47:42 PM To: jeffrey E. 'eevacation@ mail.comj CC: aul Morris ; Richard Kahn I Vahe Stepanian Subject: 8K Update... (C] Attachments: pic21685.gif; pic16115.gif; pic25321.gif; pic06502.gif; pic28541.gif; pic07804.gif Classification: Confidential Jeffrey - FYI only: BK Spot = S39.77 Jan 40 calls 1.45 x 1.59 Jan 41 calls 1.02 x 1.11 Jan 42 calls .68 x .76 Away from your 1.20 limit on selling 1k of the 42s. TDS Source: B

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From: Tazia Smith [tazia.smith@db.com] Sent: 9/19/2014 3:47:42 PM To: jeffrey E. 'eevacation@ mail.comj CC: aul Morris ; Richard Kahn I Vahe Stepanian Subject: 8K Update... (C] Attachments: pic21685.gif; pic16115.gif; pic25321.gif; pic06502.gif; pic28541.gif; pic07804.gif Classification: Confidential Jeffrey - FYI only: BK Spot = S39.77 Jan 40 calls 1.45 x 1.59 Jan 41 calls 1.02 x 1.11 Jan 42 calls .68 x .76 Away from your 1.20 limit on selling 1k of the 42s. TDS Source: B

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From: Tazia Smith [tazia.smith@db.com] Sent: 9/19/2014 3:47:42 PM To: jeffrey E. 'eevacation@ mail.comj CC: aul Morris ; Richard Kahn I Vahe Stepanian Subject: 8K Update... (C] Attachments: pic21685.gif; pic16115.gif; pic25321.gif; pic06502.gif; pic28541.gif; pic07804.gif Classification: Confidential Jeffrey - FYI only: BK Spot = S39.77 Jan 40 calls 1.45 x 1.59 Jan 41 calls 1.02 x 1.11 Jan 42 calls .68 x .76 Away from your 1.20 limit on selling 1k of the 42s. TDS Source: Bloomberg (Embedded image moved to file: pic2168S.gif) Tazia Smith Director I Key Client Partners - VS DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax + Mobil Email (Embedded image moved to file: pic1611S.gif) From: To: Cc: Tazia Smith/db/dbcom "jeffrey E." <jeevacation@gmail.com>, Richard Kahn Paul Morris Date: 09/19/2014 10:27 AM Subject: Re: [C] classification: Confidential Vahe stepanian/db Jeffrey - order to sell 1000 BK Jan 42 calls is entered at S1.20. Current market is $0.81 x $0.97. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 114473 CONFIDENTIAL SDNY_GM_00260657 EFTA01455615

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From: Sent: To: Subject: Attachments Paul Morris [paul.morris@db.com) 9/19/2014 2:42:17 PM Tazia Smith itazia.smith@db.coml Re: IC) pic04167.gif; pic05520.gif; pic11560.gif; pic21047.gif Classification: confidential thx did we confirm this? Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor New York, NY 10154 From: Tazia Smith/db/dbcom To: "jeffrey E." <jeevacation@gmail.com>, Cc: Richard Kahn <richardkahn12@gmail.com>, matt.glassman@db.co

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