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sd-10-EFTA01455721Dept. of JusticeOther

EFTA Document EFTA01455721

we also direct you to the following additional disclosures; In reference to the provision of valuations for daily marks: http://cbs.db.com/new/docs/Dail Y—Mark_Methodologies_and_Assumptions_Disclosure_march_28_2013_(2).pdf In reference to the provision of portfolio data and dispute resolution under EMIR: http://cbs.db.com/new/docs/Valuation_Statement_-_EMIR_Language_1309.pdf 182298_20141006_20141007_1 66056046 [attachment "182298_20141006_20141007_1.pdf" deleted by Tazia smith/db/dbcom]

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Dept. of Justice
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sd-10-EFTA01455721
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we also direct you to the following additional disclosures; In reference to the provision of valuations for daily marks: http://cbs.db.com/new/docs/Dail Y—Mark_Methodologies_and_Assumptions_Disclosure_march_28_2013_(2).pdf In reference to the provision of portfolio data and dispute resolution under EMIR: http://cbs.db.com/new/docs/Valuation_Statement_-_EMIR_Language_1309.pdf 182298_20141006_20141007_1 66056046 [attachment "182298_20141006_20141007_1.pdf" deleted by Tazia smith/db/dbcom]

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
we also direct you to the following additional disclosures; In reference to the provision of valuations for daily marks: http://cbs.db.com/new/docs/Dail Y—Mark_Methodologies_and_Assumptions_Disclosure_march_28_2013_(2).pdf In reference to the provision of portfolio data and dispute resolution under EMIR: http://cbs.db.com/new/docs/Valuation_Statement_-_EMIR_Language_1309.pdf 182298_20141006_20141007_1 66056046 [attachment "182298_20141006_20141007_1.pdf" deleted by Tazia smith/db/dbcom] [attachment "182298_20141006_20141007_1.csv" deleted by Tazia smith/db/dbcom] CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114655 CONFIDENTIAL SDNY_GM_00260839 EFTA01455721

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Phone6056046
URLhttp://cbs.db.com/new/docs/Dail
URLhttp://cbs.db.com/new/docs/Valuation_Statement_-_EMIR_Language_1309.pdf
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(Embedded image moved to file: pic02962.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & wealth Management 345 Park Avenue. 10154-0004 New York, NY, USA Tel. Fa Mobi Emai (Embedded image moved to file: pic10430.gif) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0111851 CONFIDENTIAL SDNY_GM_00258035 EFTA01453977

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Fax: (646 257-3131 E-mail: Nav Gupta ---- Original Message -- From: Nav Gupta Sent: 09/10/2014 08:05 AM GDT To: Paul Morris Cc: Tazia Smith; Vinit Sahni; Uzair Agee]. Subject: Re: epstein (I) Classification: For internal use only Paul - FX 1) sell 3mth 102 $Y Puts vs buy 111 $Y Calls roughly zero upfront prem (spot 106.50) 2) sell 3mth 1.5150 GBP put vs buy 1.685 Calls roughly zero upfront prem (spot 1.6150) 3) sell 6mth 1.35 eurusd calls vs buy 6mth 1.215 puts (spot 1.2950) of the

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From: Molt Sahni Sent: 7/30/20141:59:19 AM To: Nay Gupta CC: Paul MoM Subject: Re: For Approval Ill We need to fix this these are non advisory clients Vinit On 30 Jul 2014, at 06:47, "Nav Gupta" wrote: Classification: For internal use only To keep u in the loop. Tazia still working w/ comp) on language to send JE my s+p idea from last week Tazia Smith --- Original Message -- From: Tazia Smith Sent: 07/29/2014 07:04 PM EDT To: Siri Cowden Cc: Zbynek Kozelsky; Vahe Stepanian;

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