Skip to main content
Skip to content
Case File
sd-10-EFTA01455958Dept. of JusticeOther

EFTA Document EFTA01455958

Exhibit A CFTC IM SEGREGATION ELECTION LETTER To: Deutsche Bank AG ("Swap Dealer") (insert email address) Capitalized terms used in this letter have the meanings specified in the CFTC IM Segregation Right Notice referenced below unless otherwise defined. 1. Confirmation of Receipt of CFTC IM Segregation Right Notice. Counterpartys hereby confirms that its Collateral Contact(' received Swap Dealer's CFTC IM Segregation Right Notice. II. Initial Margin Segregation Election. Counterpart

Date
Unknown
Source
Dept. of Justice
Reference
sd-10-EFTA01455958
Pages
1
Persons
0
Integrity
Loading PDF viewer...

Summary

Exhibit A CFTC IM SEGREGATION ELECTION LETTER To: Deutsche Bank AG ("Swap Dealer") (insert email address) Capitalized terms used in this letter have the meanings specified in the CFTC IM Segregation Right Notice referenced below unless otherwise defined. 1. Confirmation of Receipt of CFTC IM Segregation Right Notice. Counterpartys hereby confirms that its Collateral Contact(' received Swap Dealer's CFTC IM Segregation Right Notice. II. Initial Margin Segregation Election. Counterpart

Ask AI About This Document

0Share
PostReddit

Extracted Text (OCR)

EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Exhibit A CFTC IM SEGREGATION ELECTION LETTER To: Deutsche Bank AG ("Swap Dealer") (insert email address) Capitalized terms used in this letter have the meanings specified in the CFTC IM Segregation Right Notice referenced below unless otherwise defined. 1. Confirmation of Receipt of CFTC IM Segregation Right Notice. Counterpartys hereby confirms that its Collateral Contact(' received Swap Dealer's CFTC IM Segregation Right Notice. II. Initial Margin Segregation Election. Counterparty makes the following election with respect to 1M posted on behalf of Counterparty in connection with any Uncleared Swap between Swap Dealer and Counterparty that is executed by the entity executing this election letter after delivery of this election letter to Swap Dealer (or, if such delivery is before the Compliance Date, on or after the Compliance Date): (check one) Counterparty hereby elects to require IM Segregation in accordance with the CFTC Segregation Regime. Note: If Counterparty chooses this first election, certain documentation, including a tri-pony custodial agreement that meets the requirements of the CFTC Segregation Regime, must be put in place. After the Compliance Date, choosing this election may prevent Swap Dealer from entering into Uncleared Swaps with Counterparty until such documentation is in place. Counterparty hereby elects not to require IM Segregation in accordance with the CFTC Segregation Regime. Note: If Counterparty chooses this second election Counterparty is free to make or retain other arrangements for IM Segregation. This election will not impact Counterparty's existing segregation arrangements or negotiations, if any. 5 "Counterparty" means each account, client, fund, investor, and/or other principal on behalf of whom this CFTC IM Segregation Election Letter is executed. 6 "Collateral Contact" means an officer responsible for the management of collateral, or, if no such party is identified by Counterparty, the Chief Risk Officer of Counterparty, or if no such officer, the Chief Executive Officer, or if none, the highest-level decision-maker for Counterparty. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114994 CONFIDENTIAL SDNY_GM_00261178 EFTA01455958

Technical Artifacts (3)

View in Artifacts Browser

Email addresses, URLs, phone numbers, and other technical indicators extracted from this document.

SWIFT/BICELECTION
SWIFT/BICSEGREGATION
Wire Refreferenced

Related Documents (6)

Dept. of JusticeOtherUnknown

EFTA Document EFTA01463643

Deutsche Bank Private Wealth Management Account Agreement Client(s) Address City State Account Title (Complete if different from the Client above) Zip Code Account Number(s) IMPORTANT: PLEASE SIGN AND RETURN THIS ACCOUNT AGREEMENT This is the account agreement ("Account Agreement") between Client and Deutsche Bank Securities Inc. (referred to herein as "DBSI"). It includes the terms and conditions and is the contract that controls each brokerage account in which Client has an inte

35p
OtherUnknown

Buyer/Seller

DOJ EFTA Data Set 10 document EFTA01268515

30p
Dept. of JusticeAug 22, 2017

15 July 7 2016 - July 17 2016 working progress_Redacted.pdf

Kristen M. Simkins From: Sent: To: Cc: Subject: Irons, Janet < Tuesday, July 12, 2016 10:47 AM Richard C. Smith     Hello Warden Smith,     mother is anxious to hear the results of your inquiry into her daughter's health.   I'd be grateful if you could  email or call me at your earliest convenience.  I'm free today after 2 p.m.  Alternatively, we could meet after the Prison  Board of Inspectors Meeting this coming Thursday.    Best wishes,    Janet Irons    1 Kristen M. Simkins From: Sent:

1196p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01441026

Deutsche Asst 84 Wealth Management Account Agreement The Haze Trust Client(s) 6100 Red Hook Quarter B3 Address St. Thomas City Account Title (Complete if different from the Client above) U.S.V.l State 00802 Zip Code Account Number(s) IMPORTANT: PLEASE SIGN AND RETURN THIS ACCOUNTAGREEMENT This is the account agreement {Account Agreement) between Client and Deutsche Bank Securities Inc. {referred to herein as "DBSI"). It includes the terms and conditions and is the contract that

34p
Dept. of JusticeJul 22, 2021

Deferred prosecution agreement

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF OHIO WESTERN DIVISION UNITED STATES OF AMERICA, Plaintiff, vs. FIRSTENERGY CORP., Defendant. CASE NO. ____________ JUDGE BLACK DEFERRED PROSECUTION AGREEMENT The United States Attorney’s Office for the Southern District of Ohio (“USAO-SDOH” or “government”) and the Defendant, FirstEnergy Corp., by its undersigned representative and counsel, pursuant to the authority granted by the Board of Directors, agree as follows: 1. Criminal Information

49p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01409753

EFTA01409753 EFTA01409754 EFTA01409755 EFTA01409756 EFTA01409757 EFTA01409758 EFTA01409759 EFTA01409760 EFTA01409761 EFTA01409762 EFTA01409763 EFTA01409764 EFTA01409765 EFTA01409766 Deutsche Asset & Wealth Management Account Agreement Southern Financial LLC Client(sl Address 6100 Red Hook Quarter B3 St Thomas 00802 City State Zip Code mCn Account Title (Complete if different from the Client above) Account Numberfs) IMPORTANT: PLEASE SIGN AND RETURN THIS ACCOUNT AGREE

45p

Forum Discussions

This document was digitized, indexed, and cross-referenced with 1,400+ persons in the Epstein files. 100% free, ad-free, and independent.

Annotations powered by Hypothesis. Select any text on this page to annotate or highlight it.