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sd-10-EFTA01455971Dept. of JusticeOther

EFTA Document EFTA01455971

From: Amanda Kirby Sent: 10/29/2014 2:09:57 PM To: Ian Hearn I CC: 0eAWM-WM DerivativeDocs ; Paul Morris [paul.morris@db.com]; Vahe Stepanian Subject: Fw: Part Two - Dodd Frank Initial Margin Segregation Rule - Client Segregation Election Notice [Cl Attachments: pic14799.gif; pic29766.gif; SHBRK Scann14102912160.pdf; SHBRK Scann14102912170.pdf Classification: Confidential Ian, Please see attached from the client Best, Amanda Kirby (Embedded image moved to file: pic14799.gif) A

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Dept. of Justice
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sd-10-EFTA01455971
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From: Amanda Kirby Sent: 10/29/2014 2:09:57 PM To: Ian Hearn I CC: 0eAWM-WM DerivativeDocs ; Paul Morris [paul.morris@db.com]; Vahe Stepanian Subject: Fw: Part Two - Dodd Frank Initial Margin Segregation Rule - Client Segregation Election Notice [Cl Attachments: pic14799.gif; pic29766.gif; SHBRK Scann14102912160.pdf; SHBRK Scann14102912170.pdf Classification: Confidential Ian, Please see attached from the client Best, Amanda Kirby (Embedded image moved to file: pic14799.gif) A

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Amanda Kirby Sent: 10/29/2014 2:09:57 PM To: Ian Hearn I CC: 0eAWM-WM DerivativeDocs ; Paul Morris [paul.morris@db.com]; Vahe Stepanian Subject: Fw: Part Two - Dodd Frank Initial Margin Segregation Rule - Client Segregation Election Notice [Cl Attachments: pic14799.gif; pic29766.gif; SHBRK Scann14102912160.pdf; SHBRK Scann14102912170.pdf Classification: Confidential Ian, Please see attached from the client Best, Amanda Kirby (Embedded image moved to file: pic14799.gif) Amanda Kirby Deutsche Bank Trust Company Americas Deutsche Asset & wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. +1(212)454-6439 Fax 736-0695 (Embedded image moved to file: pic29766.gif) Securities offered through Deutsche Bank Securities Inc. Forwarded by Amanda Kirby/db/dbcom on 10/29/2014 02:09 PM From: Darren Indyke < .com> To: Amanda Kirby/dbAIIIIIODBAMERICAS, Cc: Richard Kahn <E mail.com>, Paul Morris/dbAIIIIIIDBAMERICAS, Vahe stepanian/dbaBAmericas Date: Subject: Notice [c] 10/29/2014 01:39 PM Re: Part Two - Dodd Frank Initial Margin Segregation Rule - Client Segregation Election Please see attached the signed Election notices for both Southern Trust Company, Inc. and Southern Financial, LLC. Thank you. DARREN K. INDYKE DARREN K. INDYKE, PLLC 575 Lexington Avenue, 4th Floor New York, New Y r T1 hn : emai (See attached file: SHBRK Scann14102912160.pdf)(See attached file: SHBRK Scann14102912170.pdf) ***********HIlfek**Afric*fedirtrk**********Akk**frir*frkirtririffirsigetrikik*Afcielle***kiciegfrir**icirefrii**Airir********ISA CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 115011 CONFIDENTIAL PROT1 PROT0

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Email addresses, URLs, phone numbers, and other technical indicators extracted from this document.

Domainmail.com
Emailpaul.morris@db.com
FaxFax 736-0695
Phone+1(212)454-6439
Phone14102912160
Phone14102912170
Phone736-0695

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Subject: Re: Part Two - Dodd Frank Initial Margin Segregation Rule - Client Segregation Election Notice [C] From: Amanda Kirby < > Date: Wed, 29 Oct 2014 14:08:13 -0400 To: Cc: Paul Morris < Richard Kahn Vahe Stepanian Classification: Confidential Thank you Best, Amanda Kirby (Embedded image moved to file: pic12180.gif) Amanda Kirby Deutsche Deutsche 345 Park Tel. Fax Email ■ Bank Trust Company Americas Asset & Wealth Management Avenue, 10154-0004 New York, NY, USA (Embedd

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Subject: Re: Fw: Part Two - Dodd Frank Initial Margin Segregation Rule Client Segregation Election Notice [C] From: Amanda Kirby < Date: Wed, 29 Oct 2014 17:05:57 -0400 To: DeAWM-WM DerivativeDocs Cc: DeAWM-WM DerivativeDocs Ian Hearn <ian.hearn@db.com>, Paul Morris < Vahe Stepanian < Classification: Confidential Ian -- Not yet. I've reminded the client that we also need that. I'll forward once they send Best, Amanda Kirby (Embedded image moved to file: pic21208.gif) Amanda Kirby

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To: Ian Hearn Cc: Docs , Paul Morris/ Vahe Stepanian Date: 10/29/2014 02:10 PM Subject: Fw: Part Two - Dodd Frank Initial Margin Segregation Rule - Client Segregation Election Notice [C] Classification: Confidential Ian, Please see attached from the client Best, Amanda Kirby (Embedded image moved to file: pic10100.gif) Amanda Kirby Deutsche Bank Trust Company Americas Deutsche Asset & wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax Emai (Embedded

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From: Amanda Kirby Sent: 10/30/2014 9:00:11 AM To: Ian Hearn I CC: DeAWM-WM DerivativeDocs ; Paul Morris I ; Vahe Stepanian Subject: Fw: Dodd Frank Initial Margin Segregation Rule Nov 3rd Deadline - Step 1 ICI Attachments: pic15401.gif; pic31667.gif; Collateral Contact Documents for STC and SF LLCSHBRK Scan pdf Classification: Confidential Ian, Please see attached Best, Amanda Kirby (Embedded image moved to file: pic1S401.wif) Amanda Kirby Deutsche Bank Trust Company Americ

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Subject: Re: Fw: Dodd Frank Initial Margin Segregation Rule Nov 3rd Deadline - Step 1 [C] From: Amanda Kirby <a. Date: Thu, 30 Oct 2014 09:12:33 -0400 To: Ian Hearn Cc: DeAWM-WM DerivativeDocs Paul Morris < Vahe Stepanian Classification: Confidential All are correct except for Darren's. See below 'eevacation mail.com, Best, Amanda Kirby (Embedded image moved to file: pic28714.gif) Amanda Kirby Deutsche Deutsche 345 Park Tel. Fax Email Bank Trust Company Americas Asset & Wea

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