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sd-10-EFTA01455984Dept. of JusticeOther

EFTA Document EFTA01455984

From: on behalf of Sent: To: CC: Subject: Attachments: Ian Hearn [ DeAWM-WM DerivativeDocs [ 10/29/2014 5:00:47 PM Amanda Kirby DeAWM-WM DerivativeDocs I I; Paul Morris Stepanian Re: Fw: Part Two - Dodd Frank Initial Margin Segregation Rule - Client Segregation Election Notice ICI pic28316.gif; pic08920.gif classification: confidential Hi Amanda, thank you for the below. can you advise if you also have the Responsible office document signed for both clients as both forms are

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sd-10-EFTA01455984
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From: on behalf of Sent: To: CC: Subject: Attachments: Ian Hearn [ DeAWM-WM DerivativeDocs [ 10/29/2014 5:00:47 PM Amanda Kirby DeAWM-WM DerivativeDocs I I; Paul Morris Stepanian Re: Fw: Part Two - Dodd Frank Initial Margin Segregation Rule - Client Segregation Election Notice ICI pic28316.gif; pic08920.gif classification: confidential Hi Amanda, thank you for the below. can you advise if you also have the Responsible office document signed for both clients as both forms are

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: on behalf of Sent: To: CC: Subject: Attachments: Ian Hearn [ DeAWM-WM DerivativeDocs [ 10/29/2014 5:00:47 PM Amanda Kirby DeAWM-WM DerivativeDocs I I; Paul Morris Stepanian Re: Fw: Part Two - Dodd Frank Initial Margin Segregation Rule - Client Segregation Election Notice ICI pic28316.gif; pic08920.gif classification: confidential Hi Amanda, thank you for the below. can you advise if you also have the Responsible office document signed for both clients as both forms are required to be compliant. thanks Kind Regards, DeAWM Derivative Documents Team From: To: Amanda Kirby Ian Hearn tiveDoc , Paul Morri Stepania Date: Subject: Notice [C] 10/29/2014 02:10 PM ;Vahe vahe Fw: Part Two - Dodd Frank Initial Margin Segregation Rule - client segregation Election classification: confidential Ian, Please see attached from the client Best, Amanda Kirby (Embedded image moved to file: pic28316.gif) Amanda Kirby Deutsche Bank Trust Company Americas 1 Te Fax Emai (Embedded image moved to file: n pic08920.gi f) Securities offered through Deut Securities Inc. Forwarded by Amanda Kirby on 10/29/2014 02:09 PM From: Darren Indyke CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 115026 SDNY_GM_00261210 EFTA01455984

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From: Amanda Kirby Sent: 10/30/2014 9:00:11 AM To: Ian Hearn I CC: DeAWM-WM DerivativeDocs ; Paul Morris I ; Vahe Stepanian Subject: Fw: Dodd Frank Initial Margin Segregation Rule Nov 3rd Deadline - Step 1 ICI Attachments: pic15401.gif; pic31667.gif; Collateral Contact Documents for STC and SF LLCSHBRK Scan pdf Classification: Confidential Ian, Please see attached Best, Amanda Kirby (Embedded image moved to file: pic1S401.wif) Amanda Kirby Deutsche Bank Trust Company Americ

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email: [att " teral Contact Documents for STC and SF LLCSHBRK Scan df" deleted by Ian Hear ****. -a,r; ,tar******************************************************Aletfefell#444************* The information contained in this communication is confidential, may be attorney-client privileged, and is intended only for the use of the addressee. It is the property of Darren K. Indyke, PLLC. unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohib

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Deutsche Asset & wealth Management 345 Park Avenue 10154-0004 New York, NY, USA Tel. E-Mai : From: Amanda Kirby/db/dbcom To: Ian Hearn/db/dbcom@DBAMERICAS, cc: DeAwM-wM DerivativeDocs/db/dbcomODBAMERIcAs, Paul Morris/db/dbcom@DBAMERICAs, vahe stepanian/db/dbcom@DBAmericas Date: 10/30/2014 09:00 AM Subject: Fw: Dodd Frank Initial Margin Segregation Rule Nov 3rd Deadline - step 1 [C] Classification: confidential Ian, Please see attached Best, Amanda Kirby (Embedded image moved

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Subject: Re: Fw: Dodd Frank Initial Margin Segregation Rule Nov 3rd Deadline - Step 1 [C] From: Amanda Kirby <a. Date: Thu, 30 Oct 2014 09:12:33 -0400 To: Ian Hearn Cc: DeAWM-WM DerivativeDocs Paul Morris < Vahe Stepanian Classification: Confidential All are correct except for Darren's. See below 'eevacation mail.com, Best, Amanda Kirby (Embedded image moved to file: pic28714.gif) Amanda Kirby Deutsche Deutsche 345 Park Tel. Fax Email Bank Trust Company Americas Asset & Wea

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Subject: Re: Fw: Dodd Frank Initial Margin Segregation Rule Nov 3rd Deadline - Step 1 [C] From: Ian Hearn ‹ > Date: Thu, 30 Oct 2014 09:06:12 -0400 To: Amanda Kirby Cc: DeAWM-WM DerivativeDocs Paul Morris Vahe Stepanian Classification: Confidential Amanda, thank you so much... for this. Can you just check the email address's and confirm these are correct? 'eevacation mail.com, Regards Ian Hearn Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel.

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