EFTA Document EFTA01455988

From: Amanda Kirby Sent: 10/29/2014 5:05:57 PM To: DeAWM-WM DerivativeDocs CC: DeAWM-WM DerivativeDocs ; Ian Hearn I I; Paul Morris ; Vahe Stepanian Subject: Re: Fw: Part Two - Dodd Frank Initial Margin Segregation Rule - Client Segregation Election Notice IC) Attachments: pic21208.gif; pic12503.gif; pic10100.gif; pic24511.gif classification: confidential Ian -- Not yet. I've reminded the client that we also need that. I'll forward once they send Best, Amanda Kirby (Embedded image moved to file: pic21208.g-if) Amanda Kirby Deutsche Bank Trust company Americas Deutsche Asset & wealth Management 45 54-0004 New York, NY, USA (Embedded image moved to file: pic12503.gif) Securities offered through Deutsche Bank Securities Inc. From: DeAwm-wm De ri vati veDocs/db/dbcom To: Amanda Kirby/db • eAWM-WM Derivativ comODBAmericas Date: subject: Notice [C] 10/29/2014 05:00 PM Re: Fw: Part Two - Dodd Frank Initial Margin Segregation Rule - client Segregation Election classification: confidential Hi Amanda, thank you for the below. Can you advise if you also have the Responsible office document signed for both clients as both forms are required to be compliant. thanks Kind Regards, DeAWM Derivative Documents Team From: Amanda Kirby/db/dbcom CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 115031 CONFIDENTIAL SDNY_GM_00261215 EFTA01455988