EFTA Document EFTA01456016

be sending over part two shortly. We are reaching out to you in regards to CFTC's ruling on Segregated Initial Margin. In November 2013, the CFTC published its final requirements that all swap dealers and major swap participants must notify their clients of their right to require segregation of margin (other than variation margin) for uncleared swap transactions. The new regulation became effective on January 6, 2014 and requires all "new counterparties" of a swap dealer or major swap participant as of this date to comply with the regulation by May 5, 2014. For market participants that we're existing counterparties on or prior to January 6th, 2014, the compliance date is November 3, 2014. In order to provide the delivery of notices to the required personnel, as defined by the CFTC Regulation, and to avoid potential trading disruptions, please provide your Responsible officer information by completing the attached template as soon as possible and returning it to your sales representative. If you are not the correct contact for this email, kindly forward to the appropriate contact at your organization. If you have any questions, please feel free to contact me. Best, Amanda Kirby <Mail Attachment.gif›. Amanda Kirby Deutsche Bank Trust Company Americas Deutsche Asset & wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Erna, <mail Attachment.gif> securities offered through Deutsche Bank securities Inc. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such.<SF Approved IA Seg Advisory (DB) wM Americas 4.8.14 revised 8.19.14.doc><ST Approved IA Seg Advisory (DB) wM Americas 4.8.14 revised 8.19.14.doc, CONFIDENTIAL — PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0 115064 CONFIDENTIAL SDNY_GM_00261248 EFTA01456016