EFTA Document EFTA01456039

e an SOUTHERN FINAN Request 182298 As of 04 Nov 14 04 Nov 2014 Pape 2 Of 2 Deulths Bank AO SOUTHERN FINANCIAL, LLC OS-00m Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 366364435, SOUTHERN ExEurcept 21-Noo.2013 20-Nov2014 25-Nov-2014 (1,000 COD CV, USD 101,000000 RV SHCAT EUROPEAN CALL 1010000 1.' DO 6g2 f"...!ti 710423459 FINANCIAL. LLC 3663644M/ SOUTHERN FXOneBatOneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.OOO.60) USD 0 FY LONG EUROPEAN 0.0000 0.22 710423461 FINANCIAL. LLC ouch0p1 366364436/ SOUTHERN FXOneBarOneT 21-Nov-2013 2011ok2014 25-Nov-2014 (21,M000) USD 0 FY LONG EUROPEAN 0,000D 004 710423463 FiNANCIAL.LLC ouchOpt 366364436/ SOUTHERN EXOnef3atOneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 121.000R USD 0 PY LONG EtPCPEAN 0.0000 0.00 710423465 FINANCIAL. U.0 ouchOpt 418622243/ SOUTHERN FoEuroOpl 12-Aug-2014 12-Aug-2015 14-A g-2015 75.00000000 USD (462000.000 00) CM-I SHORT EIPCPEAN PUT 6.1603 (271.44616) 8344623% FINANCIAL. LLC Subtotal: (3801.3IB 48, Baal: (380.018.48) Statement ID : 18229829141104_201411051 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0115110 PROT1 PROT0