EFTA Document EFTA01456072

e an SOUTHERN FINAN Request 182298 As of 14 Nov 14 I h. ate. 14 NOV 2014 Pap 2 0(2 Deets:he Barak AO SOUTHERN FINANCIAL, LLC 1114 • Osabas Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 366364435, SOUTHERN ExEurcepl 21-Noo.2013 20-Nov-2014 25-Nov-2014 (1.00D COD CV, USD 101.1330.000 FY SHCAT EUROPEAN CALL 1010000 :'3I C(20 C7! 710423459 FINANCIAL. LLC 3663644M/ SOUTHERN FXOneBarOneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.OOO.CO) USD 0 JPY LONG EUROPEAN 0.0000 0.00 710423461 FINANCIAL. LLC ouch0p1 366364436/ SOUTHERN FXOnegarOneT 21-Nov-2013 2011tiv2014 25-Nov-2014 (21.030 COI USD 0 JPY LONG EUROPEAN 0.000D 000 710423463 FINANCIAL. LLC ouchOpt 366364436/ SOUTHERN EXOnef3arOneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 1.21.000 001 USD 0 JPY LONG ElRCPEAN 0.0000 0.00 710423465 FINANCIAL.U.0 ouchOpt 418622243/ SOUTHERN ExEuroOpt 12-Aug-2014 12-Aug-2015 14.Aug.2015 75.00000000 USD (462000.000 00) CM-I SHORT ELRCPEAN PUT 6.1600 (268.1+.2 80) 8344623% FINANCIAL. LLC Subtotal: (401.132 87) Baal: (401132.87) Statement ID: 18229820141114_20141117_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0115155 SDNY_GM_00261339 EFTA01456072