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sd-10-EFTA01456077Dept. of JusticeOther

EFTA Document EFTA01456077

From: Paul Morris (paul.morris@db.com] Sent: 11/17/2014 4:14:41 PM To: Subject: Re: [CI Classification: Confidential thx, why don't you assemble portfolio of apartments in NYC bronx, queens, manhattan for rentals Paul Morris Managing Director h nk Priv n From Richard Kahn To: Pad Maimed Date: 11/17/2014 04:10 PM Subject: Re: [CI good to see you as well it appears deal will trade a bit to high and lead RE investor will not pay these prices thanks for follow up Richard Kah

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sd-10-EFTA01456077
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From: Paul Morris (paul.morris@db.com] Sent: 11/17/2014 4:14:41 PM To: Subject: Re: [CI Classification: Confidential thx, why don't you assemble portfolio of apartments in NYC bronx, queens, manhattan for rentals Paul Morris Managing Director h nk Priv n From Richard Kahn To: Pad Maimed Date: 11/17/2014 04:10 PM Subject: Re: [CI good to see you as well it appears deal will trade a bit to high and lead RE investor will not pay these prices thanks for follow up Richard Kah

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From: Paul Morris (paul.morris@db.com] Sent: 11/17/2014 4:14:41 PM To: Subject: Re: [CI Classification: Confidential thx, why don't you assemble portfolio of apartments in NYC bronx, queens, manhattan for rentals Paul Morris Managing Director h nk Priv n From Richard Kahn To: Pad Maimed Date: 11/17/2014 04:10 PM Subject: Re: [CI good to see you as well it appears deal will trade a bit to high and lead RE investor will not pay these prices thanks for follow up Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 On Nov 17, 2014, at 8:13 AM, Paul Morris lEna wrote: Classification: Confidential Good to see u last week, I'm around nyc most of week if you want to connect on the deal we discussed. Thx This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DIEl-SDNY-0115160 CONFIDENTIAL SONY GM_00261344 EFTA01456077

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Date: 10/29/2014 08:43 AM Subject: Re: [C] vwap ok On wed, Oct 29, 2014 at 8:39 AM, Tazia Smith wrote: classification: confidential Good Morning Jeffrey - Re-enter order? use limit and/or participate % volume? Thanks, Tazia Fro Tazia Smith/db/dbcom m: To: "jeffrey E." <jeevacation@gmail.com>, Cc: Daniel Sabba/db Paul Morris, Richard Kahn < Stewart Oldfield/db , vahe Stepanian Dat 10/28/2014 04:14 PM e: Sub Trade Report 10/28/14 [C] jec t: classification: confidential Jef

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From: Tazia Smith Sent: 10/29/2014 4:34:36 PM To: Jeffrey E. (jeevacation@gmail.com) CC: Daniel Sabha Subject: Trade Report 10/29/14 ICI Classification: Confidential Jeffrey - Today you executed the following: B 150,967 C at $24.2528 Paul Morris Stewart Oldfield Richard Kahn Vahe Stepanian This completes your position of 200,000 shares (24.20 avg cost, 6% yield). We have this booked to the Haze account, where your other Citi 6.875% preferred is held. Let us know if you would li

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Dec Mar EP044C23 Pfd ESL ZS :CIES:ZS :4 C 5.8 12/31/49 $ 1 24.000 -.093 N24.000 /24.010T 3 x 1 EXCE At 11:28 Vol 57,252 - 23.911'' :1 24.040 L 23.880D Val 1.377M 99 Save As 99 Actions - 97) Edit - 9tinart - cc;7;at r. Mal! ID 3D 1.ix ON YID IV SY Max Daily v 4- Track Annotate DE Last Price 24.000 T High on 06/30/14 24.400 + Average 22.792 Low on 12/11/13 20.590 Sixsityaid • Event -- News . Zoom h. o • Volume 57452.000 kAllaidelhatattAdkaithalialliq

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Jeffrey - Today you executed the following: B 49,033 Citi 5.8% pfd at $24.0205 This leaves 150,967 shares to buy. Re-enter tomorrow? Your other Citi pfd is held in Haze. Would you like this booked there as well? Thank You, Tazia Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Ay 154-0004 New York. NY, USA Tol. Fax Mobil + Email PASc-itnA--ittr Pelfervert. From. Tazia SmithMbidbcom To. Whey E. sjeevacationgbgmail.com>.

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