EFTA Document EFTA01456196

SOUTHERN FINANCIAL LLC (and subsidiary) Statement of Assets, Liabilities and Member's Equity Income Tax Basis as of November 30, 2014 ASSETS Current assets Cash and cash equivalents Due from brokers Managed investment accounts, at cost 13,504,156 46,455,220 72,211,896 Total current assets $ 132,171,271 Fixed Assets 266,023 266,023 Other assets Investment in partnerships, at cost 16,970,471 Investment in Haze Trust 88,541,097 Other receivables 4,033,417 Total other asset