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sd-10-EFTA01456530Dept. of JusticeOther

EFTA Document EFTA01456530

From: Kimberly Hart Sent: 1/29/2015 8:23:28 PM To: Paul Morris l; Amanda Kirby Subject: Please complete January ACUs MAP [II Importance: High Classification: For Internal use only January ACUs must be completed by EOD tomorrow. Please submit the following as soon as possible: Customer Owner Paul Morris Thanks! Kim Annual Client Relationship Customer Name Update Due Date SOUTHERN FINANCIAL RELATIONSHIP Butterfly Trust 1/24/2015 Kimberly Hart Managing Director Deutsche

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From: Kimberly Hart Sent: 1/29/2015 8:23:28 PM To: Paul Morris l; Amanda Kirby Subject: Please complete January ACUs MAP [II Importance: High Classification: For Internal use only January ACUs must be completed by EOD tomorrow. Please submit the following as soon as possible: Customer Owner Paul Morris Thanks! Kim Annual Client Relationship Customer Name Update Due Date SOUTHERN FINANCIAL RELATIONSHIP Butterfly Trust 1/24/2015 Kimberly Hart Managing Director Deutsche

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From: Kimberly Hart Sent: 1/29/2015 8:23:28 PM To: Paul Morris l; Amanda Kirby Subject: Please complete January ACUs MAP [II Importance: High Classification: For Internal use only January ACUs must be completed by EOD tomorrow. Please submit the following as soon as possible: Customer Owner Paul Morris Thanks! Kim Annual Client Relationship Customer Name Update Due Date SOUTHERN FINANCIAL RELATIONSHIP Butterfly Trust 1/24/2015 Kimberly Hart Managing Director Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue. New York. NY 10154 Petnima.-fts Peefefron. Securities offered through Deutsche Bank Securities Inc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 115752 CONFIDENTIAL SDNY_GM_00261936 EFTA01456530

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Subject: Re: Please complete January ACUs ASAP [I] From: Amanda Kirby a Date: Fri, 30 Jan 2015 09:08:52 -0500 To: Kimberly Hart < Cc: Classification: For internal use only Hi Kim, This has been completed Best, Amanda Kirby (Embedded image moved to file: pic15481.gif) Amanda Kirby Deutsche Bank Trust Company Americas Deutsche Asset a Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Email (Embedded image moved to file: pic18889.gif) Securities offered through Deutsch

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You need to provide net worth information and potential revenue for each name. Please identify which names are prospects and which are clients. As you know, a decision was made to make a donation to Kiva in lieu of gifts. Please confirm that it is absolutely necessary to send gifts to all the individuals on your list. Kimberly Hart Managing Director Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Fax Mobile Email Secur

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