EFTA Document EFTA01456679

EFTA Document EFTA01417492

7/15/2019 KYC Print DB PWM GLOBAL KYC/NCA: PART A KYC Case # : 01651789 One sheet must be established per relationship - list all accounts included in the relationship 1. Relationship Details Relationship Name: Relationship Manager: EPSTEIN, JEFFREY RELATIONSHIP:00000483290 Stewart Oldfield New PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: Update of KYC #01133113. Benefi

EFTA Document EFTA01438628

EFTA Document EFTA01478412

EFTA Document EFTA01419491

EFTA Document EFTA01456664

From: Paul Morris I Sent: 2/9/2015 3:06:25 PM To: Amanda Kirby Subject: RE: Fwd: 2 wires [II Classification: For Internal use only Call Bella Paul Morris Managing Director Deutsche Bank Private Bank From: Amanda Kirby Sent: Monday, February 09, 2015 3:05 PM To: Paul Morris; Aracely Sanchez Cc: Jj Litchford; Cynthia Rodriguez Subject: Re: Fwd: 2 wires [I] Classification: For Internal Use Only Thanks Paul. Aracely is out. I asked 1J and Cynthia for some help and they were working

EFTA Document EFTA01398741

EFTA01398741 EFTA01398742 1'1'111(11 1 ill iiiiiill nil 'Illy Iiil li II IIIIIIIIIII ill i 1„ii I I II ILI.I.: IIhill' ill 'ill' ! Li , I III II EFTA01398743 = W = = MI = = III 66736 00000487216 JEGE, LLC Paul Morris SOUTHERN FINANCIAL RELATIONSHIP 2/17/2015 No changes in income producing activities Darren Indyke was added as POA in February 2014 73 Kim Hart, Andrew Galivan, Michael J. Davis, Michael Jacoby New York COVERAGE-Domestic AML to Close - Approved KYC #1195111