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sd-10-EFTA01456897Dept. of JusticeOther

EFTA Document EFTA01456897

From: Paul Morris Sent: 3/2/2015 12:50:38 PM To: Vahe Stepanian Subject: FW: Margin Call from DEUTSCHE BANK AG (E) to SOUTHERN FINANCIAL (IC ( Attachments: ExposureStatementReport_SOUTHERN FINANCIAL, LLC Call_SOUTHERN FINANCIAL, LLC Classification: For internal use only Paul Morris Managing Director Deutsche Bank Private Bank Office: Cell: for USD 430,000.00 DI original Message From: CMNY Margin Sent: Monday, March 02, 2015 12:49 PM To: Paul Morris; Amanda Kirby; Kevin Quin

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Dept. of Justice
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sd-10-EFTA01456897
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From: Paul Morris Sent: 3/2/2015 12:50:38 PM To: Vahe Stepanian Subject: FW: Margin Call from DEUTSCHE BANK AG (E) to SOUTHERN FINANCIAL (IC ( Attachments: ExposureStatementReport_SOUTHERN FINANCIAL, LLC Call_SOUTHERN FINANCIAL, LLC Classification: For internal use only Paul Morris Managing Director Deutsche Bank Private Bank Office: Cell: for USD 430,000.00 DI original Message From: CMNY Margin Sent: Monday, March 02, 2015 12:49 PM To: Paul Morris; Amanda Kirby; Kevin Quin

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From: Paul Morris Sent: 3/2/2015 12:50:38 PM To: Vahe Stepanian Subject: FW: Margin Call from DEUTSCHE BANK AG (E) to SOUTHERN FINANCIAL (IC ( Attachments: ExposureStatementReport_SOUTHERN FINANCIAL, LLC Call_SOUTHERN FINANCIAL, LLC Classification: For internal use only Paul Morris Managing Director Deutsche Bank Private Bank Office: Cell: for USD 430,000.00 DI original Message From: CMNY Margin Sent: Monday, March 02, 2015 12:49 PM To: Paul Morris; Amanda Kirby; Kevin Quinn; Tazia Smith; CRM-PWM Derivatives Subject: Margin call from DEUTSCHE BANK AG (M) to SOUTHERN FINANCIAL, LLC a) for USD 430,000.00 Please find attached: Margin call from DEUTSCHE BANK AG IM) to SOUTHERN FINANCIAL, LLC a) for USD 430,000.00 This email has been sent by DEUTSCHE BANK AG (= Please look at the following attachments CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 116234 CONFIDENTIAL SDNY_GM_00262418 EFTA01456897

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Troy - Southern Financial/Southern Trust (Epstein) is a new, significant, active relationship that we are on-boarding to KCP. Once we obtain the information for the ISDA template (per below), can we please have a brief meeting among all of us on this email to discuss the relationship (like we did for Grassie, Cindy's client) to ensure that we are all on the same page from a credit and timing perspective? Thank You, Tazia (Embedded image moved to file: pic10988.gif) Tazia Smith Director

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Subject: Re: JE preferred's [I] From: Vinit Sahni <~~> Date: Wed, 04 Jun 2014 18:06:23 -0400 To: Vahe Stepanian Cc: Tazia Smith Amanda Kirby Ariane Dwyer Nav Gupta Paul Morris Thanks Vinit On 4 Jun 2014, at 23:05, "Vahe Stepanian" <a~l > wrote: Classification: For internal use only Vinit / Nav, Please find attached summary of JE's holdings. I've tabbed the spreadsheet by account, and highlighted (in yellow) his preferreds. Note - no prefs. in Jeepers. Thank you, Vahe <0.2A6.gi

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Subject: Re: Black Follow Ups week of 4/28 [I] From: Paul Morris < Date: Wed, 30 Apr 2014 10:18:42 To: Tazia Smith Cc: Amanda Kirby Vahe Stepanian < Classification: For internal use only hi, can we prepare a package fort them today? Tazia lets call eileen this a.m Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor New York, NY 10154 Office: Cell: From: Tazia Smith/db/dbcom To: Cc: AS Paul Morris/db/dbcom@DBAMERICAS, Amanda Kirby/db/dbcom@DBAM

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DOJ EFTA Data Set 10 document EFTA01344506

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Subject: Re: southern financial/southern trust [I] From: Amanda Kirby Date: Tue, 17 Sep 2013 11:19:24 -0400 To: Kevin Quinn Classification: For internal use only (See attached file: SF -- ISDA Preliminary Requirements - Collection Sheet.docx)(See attached file: SF Operating Agreement.pdf) Best, Amanda Kirby (Embedded image moved to file: pic17223.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York NY USA 10154-0004 Tel. Fax + Email

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From:

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