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sd-10-EFTA01457503Dept. of JusticeOther

EFTA Document EFTA01457503

From: Ariane Dwyer Sent: 6/2/2015 9:23:51 AM To: 'jeevacation@gmail.com' 'eevacation CC: Vahe Ste anian Daniel Sabha Subject: RE: send to rich please ICI Attachments: Equity Research 6.2.15.zip Classification: Confidential Good morning, Paul Morris Per your request, please find below the stocks with 6/1/15 close price, DB Global Market Research Rating and DB Global Market Research Target price. In addition please find attached DB Global Market Research Reports about the companies

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From: Ariane Dwyer Sent: 6/2/2015 9:23:51 AM To: 'jeevacation@gmail.com' 'eevacation CC: Vahe Ste anian Daniel Sabha Subject: RE: send to rich please ICI Attachments: Equity Research 6.2.15.zip Classification: Confidential Good morning, Paul Morris Per your request, please find below the stocks with 6/1/15 close price, DB Global Market Research Rating and DB Global Market Research Target price. In addition please find attached DB Global Market Research Reports about the companies

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From: Ariane Dwyer Sent: 6/2/2015 9:23:51 AM To: 'jeevacation@gmail.com' 'eevacation CC: Vahe Ste anian Daniel Sabha Subject: RE: send to rich please ICI Attachments: Equity Research 6.2.15.zip Classification: Confidential Good morning, Paul Morris Per your request, please find below the stocks with 6/1/15 close price, DB Global Market Research Rating and DB Global Market Research Target price. In addition please find attached DB Global Market Research Reports about the companies we cover. Please note these are independent equity research views. Company Ticker Price @ 6/1/15 Close DB Global Markets Research Rating DB Global Markets Research Target Retrophin RTRX $31.85' Buy $52 Orexigen Therapeutics OREX $4.91 No Coverage Akorn AKRX $46.25 Buy $55 Dish Networks DISH $72.07 Buy $105 Pioneer Natural Resources PXD $149.77 Hold $182 EOG Resources EOG $88.76 Buy $101 General Dynamics GD $140.25 Buy $166 Delphi Automotive DLPH $86.83 Buy $94 Comcast CMCSA $58.78 No Coverage Glaxo Smith Kline GSK 1456 GBP Hold 1540 GBP Viacom VIAB $66.71 Buy $85 Baidu BIDU $201.56 Buy $239 Alibaba BABA $90.78 Buy $104 '52 week high Let us know if you have any questions. Best, Ari From: Daniel Sabba Sent: Tuesday, June 02, 2015 6:41 AM To: 'jeevacation@gmail.coml; Cc: Vahe Stepanian; Ariane Dwyer Subject: Re: send to rich please [C] Classification: Confidential Paul Morris Jeffrey, to clarify, are you looking at closing prices as of 06/01/2015? CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 117070 CONFIDENTIAL SDNY_GM_00263254 EFTA01457503

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Classification: For internal use only hi, i see this is still going to Harry Beller, should he be on this? Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor New York, NY 10154 office: Cell: Forwarded by Paul morris/db/dbcom on 10/14/2014 09:40 AM From: valuations system/db/dbcora0DBAPAc TO: Amanda Kirby , Daniel Sabba/ Joseph cothron , Paul morris/ , Tazia Smit vahe Stepanian Date: 10/13/2014 06:28 PM Subject: Valuation Statement for SOU

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Tel. +1(212)454-2889 Fax +1(646)257-3131 Mobile +1 (917)327-4107 Email tazia.smith@db.com (Embedded image moved to file: pic03580.gif) From: Tazia smith/db/dbcom To: "jeffrey E." <jeevacationOgmail.com>@DEuBAINT, Cc: Richard Kahn <richardkahn12@gmail.com>, Daniel Sabba/db/dbcom@DBAMERICAS, Vahe stepanian/db/dbcom@D8Americas, Paul Morris Date: 10/28/2014 10:57 AM Subject: Re: (C] Classification: Confidential Citi 5.8% Perpetual Preferred (cusip: 172967366) , trading -.23.92, buyi

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Deutsche Bank Group Valuation Statement Request 182298 03 Aug 2015 SOUTHERN FINANCIAL, LLC As of 31 Jul 15 Deutsche Bank AG For Sales Inquiries Daniel Sabba (Tel) (Email) For questions relat tement contact: Valuations NY (Tel) 1-212-250-2600 (Email) valuations.ny@db.com SOUTHERN FINANCIAL, LLC To: Jabwcpa Gmail (Email) ,Richard Kahn12 (Email) ,Hnw Clientservices (Email hnw.clientservices@db.com,Gedeon Pinedo (Email) ,Vahe Stepanian (Email) ,Mark Whyman (Email) amanda Kirby

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From: Ariane Dwyer Sent: 9/3/20)5 3:47:02 PM To: Darren Indyke ; Richard Kahn CC: Daniel Sabba I; Vahe Stepanian Stewart Oldfield I Paul Morris Subject: ISDA Amendments ICI Attachments: Southern Financial LLC - Amendment Agreement - First Draft.doc; Southern Trust Company Inc. - Amendment Agreement - First Draft.doc Classification: Confidential Darren and Rich, Please find attached the ISDA amendments for Southern Financial and Southern Trust. Let us know if you have any quest

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