EFTA Document EFTA01457509

8 May 2015 Software & Services Alibabe Appendix 1 Important Disclosures Additional information available upon request Disclosure checklist Company Ticker Recent price• Disclosure Alibaba BABA.N 80.00 (USD) 6 May 15 1,7,8,14 •Paces are current a of the end of the previous trading season unless Winninge indicated aril era sourced from local exchanges via Reuters. Bloomberg and other vendors Other information is sourced from Deutsche Bank, subject companies, and otter coins For cksclosures pertaining to recommendations or OrbTIMM made on 900.117003 other than the Oilmen subject Of ma research, please itin the most recently published company report or Out our global ceckout* look-up prep on Our webenfi St http Nom dbcomigerldisclosurwthsclosureDirectcryew Important Disclosures Required by U.S Regulators Disclosures marked with an asterisk may also be required by at least one jurisdiction in addition to the United States. See Important Disclosures Required by Non-US Regulators and Explanatory Notes. 1. Within the past year, Deutsche Bank and/or its affiliate(s) has managed or co-managed a public or private offering for this company, for which it received fees. 7. Deutsche Bank and/or its affiliate(s) has received compensation from this company for the provision of investment banking or financial advisory services within the past year. 8. Deutsche Bank and/or its affiliate(s) expects to receive, or intends to seek, compensation for investment banking services from this company in the next three months. 14. Deutsche Bank and/or its affiliatels) has received non-investment banking related compensation from this company within the past year. Important Disclosures Required by Non-U.S. Regulators Please also refer to disclosures in the Important Disclosures Required by US Regulators and the Explanatory Notes. 1. Within the past year, Deutsche Bank and/or its affiliate(s) has managed or co-managed a public or private offering for this company, for which it received fees. 7. Deutsche Bank and/or its affiliate(s) has received compensation from this company for the provision of investment banking or financial advisory services within the past year. For disclosures pertaining to recommendations or estimates made on securities other than the primary subject of this research, please see the most recently published company report or visit our global disclosure look-up page on our website at http://am.db.com/oer/clisclosure/Disclosure.eqsr?ricCode=BABA.N Analyst Certification The views expressed in this report accurately reflect the personal views of the undersigned lead analyst(s) about the subject issuer and the securities of the issuer. In addition, the undersigned lead analyst(s) has not and will not receive any compensation for providing a specific recommendation or view in this report. Alan Hellawell III Page 8 Deutsche Bank AG/Hong Kong CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0117080 CONFIDENTIAL SDNY_GM_00263264 EFTA01457509