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sd-10-EFTA01457837Dept. of JusticeOther

EFTA Document EFTA01457837

From: Danya Friedman on behalf of Amlcompliance Inquiries Sent: 7/8/2015 8:02:01 AM To: Amanda Kirby Cynthia Rodriguez CC: Amlcompliance Inquiries Paul Morris ; Terri Sohrab Man. Subject: URGENT - SECOND REQUEST RE: Inquiry Regarding Account4 LIMMI Client: SOUTHERN FINANCIAL LLC, Case No. 126413 [I) Importance: High Classification: For internal use only Good Morning: tam writing to follow up on the inquiry below. Please note the 7-day deadline for a response has passed. Pleas

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sd-10-EFTA01457837
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From: Danya Friedman on behalf of Amlcompliance Inquiries Sent: 7/8/2015 8:02:01 AM To: Amanda Kirby Cynthia Rodriguez CC: Amlcompliance Inquiries Paul Morris ; Terri Sohrab Man. Subject: URGENT - SECOND REQUEST RE: Inquiry Regarding Account4 LIMMI Client: SOUTHERN FINANCIAL LLC, Case No. 126413 [I) Importance: High Classification: For internal use only Good Morning: tam writing to follow up on the inquiry below. Please note the 7-day deadline for a response has passed. Pleas

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EFTA Disclosure
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From: Danya Friedman on behalf of Amlcompliance Inquiries Sent: 7/8/2015 8:02:01 AM To: Amanda Kirby Cynthia Rodriguez CC: Amlcompliance Inquiries Paul Morris ; Terri Sohrab Man. Subject: URGENT - SECOND REQUEST RE: Inquiry Regarding Account4 LIMMI Client: SOUTHERN FINANCIAL LLC, Case No. 126413 [I) Importance: High Classification: For internal use only Good Morning: tam writing to follow up on the inquiry below. Please note the 7-day deadline for a response has passed. Please respond with a status update or answer to this inquiry as soon as possible. Best Regards/Mit freundlichen Griillen, PWM AML Compliance Deutsche Bank 60 Wall St., 23 Floor New York, NY 10005 - 2836 From: Danya Friedman On Behalf Of Amlcompliance Inquiries Sent: Monday, June 29, 2015 2:32 PM To: Amanda Kirby; Cynthia Rodriguez Cc: Amlcompliance Inquiries Subject: Inquiry Regarding Account# =, Client: SOUTHERN FINANCIAL LLC, Case No. 126413 [I] Importance: High Classification. For internal use only Good Afternoon: The above referenced account has had the following recent activity. To assist in this review and further document your supervision of this account, please provide information regarding the following transactions. Your complete response must be received within 7 business days. ORIGINATOR: SOUTHERN FINANCIAL LLC DOA: 05/29/2015 AMT $2,280,000.00 PAY TO: FT REAL ESTATE INC. 1. What is the purpose of this transaction? 2. What is the relationship between client and payee? 3. What is the purpose/business of the payee? Please provide any additional pertinent information. Thank you in advance for your prompt attention to this matter. Best Regards/Mit freundlichen GrEiRen, PWM AML Compliance CONFIDENTIAL — PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0117531 CONFIDENTIAL SDNY_GM_00263715 EFTA01457837

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