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sd-10-EFTA01458036Dept. of JusticeOther

EFTA Document EFTA01458036

please work $3,000,000 order at 100.00 for Citi Preferred Q please email or call Darren if you need to confirm thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel fax cell On Aug 6, 2015, at 12:19 PM, Vahe Stepanian <vahe.stepanian@db.com> wrote: Classification: Confidential Per our conversation: <image001.jpg> From: Vahe Stepanian Sent: Thursday, August 06, 2015 12:13 PM To: 'Richard Kahn'; Paul Morris Cc: Daniel Sabba; Mane Dwyer; A

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Dept. of Justice
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sd-10-EFTA01458036
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please work $3,000,000 order at 100.00 for Citi Preferred Q please email or call Darren if you need to confirm thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel fax cell On Aug 6, 2015, at 12:19 PM, Vahe Stepanian <vahe.stepanian@db.com> wrote: Classification: Confidential Per our conversation: <image001.jpg> From: Vahe Stepanian Sent: Thursday, August 06, 2015 12:13 PM To: 'Richard Kahn'; Paul Morris Cc: Daniel Sabba; Mane Dwyer; A

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please work $3,000,000 order at 100.00 for Citi Preferred Q please email or call Darren if you need to confirm thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel fax cell On Aug 6, 2015, at 12:19 PM, Vahe Stepanian <vahe.stepanian@db.com> wrote: Classification: Confidential Per our conversation: <image001.jpg> From: Vahe Stepanian Sent: Thursday, August 06, 2015 12:13 PM To: 'Richard Kahn'; Paul Morris Cc: Daniel Sabba; Mane Dwyer; Amanda IGrby Subject RE: Citi Preferred [C] Classification: Confidential Rich - I checked in with our traders. We believe that you're referring to the pref that I've detailed in the Bloomberg screenshot below. Assuming this is the case, an indicative offer on $2-3mm is 100.125. Should Southern Financial wish to purchase, it would be helpful to have a firm level to work today. I will follow up with a phone call. Thank you, Vahe gin <image002.jpg> CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0117796 CONFIDENTIAL SONY GM_00263980 EFTA01458036

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Related Documents (6)

Dept. of JusticeOtherUnknown

EFTA Document EFTA01458039

Assuming this is the case, an indicative offer on $2-3mm is 100.125. Should Southern Financial wish to purchase, it would be helpful to have a firm level to work today. I will follow up with a phone call. Thank you, Vahe <image002.jpg> *Used with permission of Bloomberg Finance LP ---Original Message--- From: Richard Kahn Sent: Thursday, August 06, 2015 11:54 AM To: Paul Morris Cc: Vahe Stepanian; Daniel Sabba Subject: Citi Preferred Paul just left you a message for your via Amanda

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From Vahe Stepanian Sent: 8/6/2015 12:12:51 PM To: Richard Kahn CC: Daniel Sabba Subject: RE: Citi Preferred (Cl Classification: Confidential ; Paul Morris Ariane Dwyer ; Amanda Kirby Rich - I checked in with our traders. We believe that you're referring to the pref that I've detailed in the Bloomberg screenshot below. Assuming this is the case, an indicative offer on $2-3mm is 100.125. Should Southern Financial wish to purchase, it would be helpful to have a firm level to work t

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Subject: Re: Citi Preferred [C] From: Richard Kahn ‹ > Date: Thu, 06 Aug 2015 13:54:16 -0400 To: Vahe Stepanian Cc: Paul V Morris Daniel Sabba Ariane Dwyer Amanda Kirby Darren Indyke please work $3,000,000 order at 100.00 for Citi Preferred ()please email or call Darren if you need to confirm thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On Aug 6, 2015, at 12:19 PM, Vahe Stepanian a wrote: > Classification: Confidential Per our c

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EFTA Document EFTA01458033

From: Daniel Sabba Sent: 8/6/2015 2:03:01 PM To: 'Richard Kahn' ; Vahe Stepanian l CC: Paul Morris I; Ariane Dwyer ; Amanda Kirby 'Darren Indyke' Subject: RE: Citi Preferred (CI Darren - please confirm a $3,000,000 order to purchase Citi Preferred Q @ 100.00. Original Message--- From: Richard Kahn Sent: Thursday, August 06, 2015 01:54 PM Eastern Standard Time To: Vahe Stepanian Cc: Paul Morris; Daniel Sabba; Ariane Dwyer; Amanda Kirby; Darren Indyke Subject: Re: Citi Preferr

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Subject: RE: Citi Preferred [C] From: Vahe Stepanian Date: Thu, 06 Aug 2015 14:51:09 -0400 To: Darren Indyke Cc: Daniel Sabba Richard Kahn Paul Morris < Ariane Dwyer Thanks Darren. We'll be back if/when filled. Vahe Stepanian Key Client Partners Deuts he Bank S uritie Inc. Tel. Mobil Email: Original Message From: Daniel Sabba Sent: Thursday, August 06, 2015 02:33 PM Eastern Standard Time To: Vahe Stepanian Subject: FW: Citi Preferred [C] Original Message From: Darren Ind

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Subject: FW: Citi Preferred [C] From: Paul Morris ‹ > Date: Thu, 06 Aug 2015 12:25:51 -0400 To: Stewart Oldfield ‹ > Original Message From: Vahe Stepanian Sent: Thursday, August 06, 2015 12:12 PM Eastern Standard Time To: Richard Kahn; Paul Morris Cc: Daniel Sabba; Ariane Dwyer; Amanda Kirby Subject: RE: Citi Preferred [C] > Classification: Confidential Rich - I checked in with our traders. We believe that you're referring to the pref that I've detailed in the Bloomberg screenshot

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